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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Seminole, FL

Every SEC-registered investment adviser representative at a firm office in Seminole, with the firms that employ the most of them.

The short answer

31 registered advisors work in Seminole; the most are at LPL Financial LLC (4). 6 list the CFP designation and 20 are also registered broker representatives.

Firms with the most advisors in Seminole

FirmAdvisors in Seminole
LPL Financial LLC news4
Edward Jones news3
Targeted Financial Services, LLC3
Thrivent Investment Management Inc.2
UBS Financial Services Inc. news2
Calton & Associates, Inc.1
Cassandra Smalley Wealth Management1
Crossplan Money Management1
Florio Wealth Management, LLC1
J. W. Cole Advisors, Inc.1
J.P. Morgan Securities LLC news1
Jsm Investment Management1
LPL Enterprise, LLC news1
Mariner news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
Morgan Stanley news1
Newport Group Consulting, LLC1
Oneseven1
State Farm Investment Management Corp.1
Strategic Asset Alliance1
Transamerica Retirement Advisors, LLC1
Wells Fargo Clearing Services, LLC news1

Advisors in Seminole, A to Z

CFP advisors in Seminole →

Other cities in Florida

All of Florida →

Miami 3,063Tampa 2,964Jacksonville 2,317Boca Raton 1,567Orlando 1,370Palm Beach Gardens 1,227St. Petersburg 1,045Naples 1,041Coral Gables 927Sarasota 895Fort Lauderdale 714West Palm Beach 461Winter Park 451Clearwater 414Fort Myers 394Ponte Vedra Beach 389Ft. Lauderdale 300Pensacola 283Aventura 265Melbourne 258Jupiter 256Bradenton 254Stuart 249Saint Petersburg 244

Questions

How many financial advisors are in Seminole, FL?

31 investment adviser representatives are registered at firm offices in Seminole, Florida, according to the SEC's Investment Adviser Public Disclosure records. 20 of them are also registered as broker representatives, and 6 list the CFP designation.

Which firm has the most financial advisors in Seminole?

LPL Financial LLC, with 4 registered advisors in Seminole, followed by Edward Jones with 3.

How do I check a financial advisor in Seminole?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.