Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Rancho Santa Fe, CA
Every SEC-registered investment adviser representative at a firm office in Rancho Santa Fe, with the firms that employ the most of them.
108 registered advisors work in Rancho Santa Fe; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (36). 8 list the CFP designation and 68 are also registered broker representatives.
Firms with the most advisors in Rancho Santa Fe
| Firm | Advisors in Rancho Santa Fe |
|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated news | 36 |
| Morgan Stanley news | 13 |
| American Money Management, LLC | 10 |
| Wells Fargo Clearing Services, LLC news | 6 |
| Bull Oak Capital, LLC | 5 |
| Dark Horse Advisors LLC | 3 |
| Gracian Capital LLC | 3 |
| "tate Asset Management" And "dco Wealth Management" | 2 |
| Fairbanks Capital Management, Inc. | 2 |
| Jensen Capital Asset Management | 2 |
| LPL Financial LLC news | 2 |
| Osaic Wealth, Inc. news | 2 |
| Perigon Wealth Management, LLC | 2 |
| Scsc Advisors, LLC | 2 |
| Wells Fargo Advisors Financial Network, LLC news | 2 |
| Alethea Capital Management, LLC | 1 |
| Ameriprise Financial Services, LLC news | 1 |
| Arin Risk Advisors LLC | 1 |
| Eagle Strategies LLC | 1 |
| Equity Logic | 1 |
| Ip Financial Advisory Services LLC | 1 |
| Leedom Asset Management, Inc. | 1 |
| Mai Capital Management, LLC | 1 |
| Maven Group LLC | 1 |
| Pacifica Capital Investments | 1 |
Advisors in Rancho Santa Fe, A to Z
CFP advisors in Rancho Santa Fe →- Joseph S. AdamoMorgan Stanley
- Steven S. AdkinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eric AguirreMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven AllenSop Advisors LLC
- Marnie W. BairdAmerican Money Management, LLC · Certified Financial Planner
- Raphael BidermanFairbanks Capital Management, Inc.
- Samer BordcoshMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Glenn J. BuschAmerican Money Management, LLC
- Peter S. CampbellBull Oak Capital, LLC · Certified Financial Planner
- Adele L. CanettiAmerican Money Management, LLC
- Michael P. CarrollMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Chris H. ChoFairbanks Capital Management, Inc. · Chartered Financial Analyst
- Athena A. ConstantAmeriprise Financial Services, LLC
- Deane L. CurtissMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Tanner S. CurtissMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Garrett R. D'AlessandroSandro Wealth Management LLC · Chartered Financial Analyst
- Rana E. DavidsonAmerican Money Management, LLC
- Rene P. De CharonAmerican Money Management, LLC · Certified Financial Planner
- Kristin E. DornbuschMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Katharine W. DowneyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jennifer C. DugganMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Trevin L. EppsPerigon Wealth Management, LLC
- Brett W. EverhartRaymond James Financial Services Advisors, Inc.
- Blake F. FeindelDark Horse Advisors LLC
- Christopher FicaraMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kenneth D. FincherPerigon Wealth Management, LLC · Chartered Financial Consultant
- David A. GalluccioWells Fargo Clearing Services, LLC
- James R. GilmoreMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeanni P. HarrisonAmerican Money Management, LLC · Certified Financial Planner
- Jared HegardtMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ronald D. HegardtMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David P. HeneseyMerrill Lynch, Pierce, Fenner & Smith Incorporated · Certified Financial Planner
- Lee-Ann HodappWells Fargo Clearing Services, LLC
- Tony HsuAlethea Capital Management, LLC
- Peter HuffmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ryan A. HughesBull Oak Capital, LLC
- Deana C. IngallsIp Financial Advisory Services LLC · Chartered Financial Consultant
- Kim P. IpMai Capital Management, LLC
- Trevor S. IsaacsEagle Strategies LLC · Certified Financial Planner, Chartered Financial Consultant
- Blake IsaacsonPacifica Capital Investments
- David T. JensenJensen Capital Asset Management
- Stephen F. JensenJensen Capital Asset Management
- Joshua JohnsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- William B. JonesWells Fargo Clearing Services, LLC · Certified Financial Planner
- Thomas H. Kee Jr.Equity Logic
- Joseph G. Kelly Jr.Strategic Advisers LLC
- Laura KhorshidMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Elizabeth A. KilmerLPL Financial LLC
- Kristina D. KlamerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Matthew R. KliberGracian Capital LLC
- Michael LarkinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Clair E. Leedom IIILeedom Asset Management, Inc.
- Shantele M. LewisWells Fargo Advisors Financial Network, LLC
- Katherine R. LockGracian Capital LLC
- Laila E. MargalloMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David A. MasseyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David V. MenasheMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jesse P. MenasheMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Cody MezaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lisa L. MillerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jacob T. MontesDark Horse Advisors LLC
- Michael J. MooreAmerican Money Management, LLC
- Dana MorgeraBull Oak Capital, LLC
- Greer M. MosemanMorgan Stanley
- Mark J. MyersAmerican Money Management, LLC
- John A. NaviauxMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brian J. OrricoRobert W. Baird & Co. Incorporated
- Christian B. Ortiz GonzalezMorgan Stanley
- Daniel C. Osgood"tate Asset Management" And "dco Wealth Management"
- Lisa PachecoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Lawrence E. Palme"tate Asset Management" And "dco Wealth Management"
- Jennifer PerkinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Scott B. PrestonMaven Group LLC · Chartered Financial Analyst
- Kathleen S. RacetteWells Fargo Clearing Services, LLC
- Rodrigo RamosUBS Financial Services Inc.
- Ahmad S. RashidiGracian Capital LLC
- Joshua C. RayburnMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeremiah S. RodgersMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Paul C. SanitMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jon SchmaussMorgan Stanley
- Steven H. SchuknechtMorgan Stanley
- Kevin SevierDark Horse Advisors LLC
- Brad J. ShermanMorgan Stanley
- Arthur K. ShooterWells Fargo Advisors Financial Network, LLC
- Benjamin A. SingerArin Risk Advisors LLC
- Dann S. SokolMorgan Stanley
- Michael J. SteelmanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Michael T. StonerBull Oak Capital, LLC
- Colin SummersBull Oak Capital, LLC · Certified Financial Planner
- Shay TaharAmerican Money Management, LLC
- Anna M. ThomasMorgan Stanley
- Ronald W. ThomasMorgan Stanley
- Joel W. ThorpMorgan Stanley
- Annterese TothMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Steven Q. TranMorgan Stanley
- Russel J. UptonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonpaul W. UrsickScsc Advisors, LLC
- Wesley J. UrsickScsc Advisors, LLC
- Thomas E. VieiraOsaic Wealth, Inc.
- Amy J. ViolanteOsaic Wealth, Inc.
- Todd G. VitaleWells Fargo Clearing Services, LLC
- Stewart J. WeissmanLPL Financial LLC
- Gabriel B. WisdomAmerican Money Management, LLC
- Allison WongMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kaleah N. YearwoodMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Li-Ming YinWells Fargo Clearing Services, LLC
- Huiling ZhangMorgan Stanley
- Xiner ZhangMorgan Stanley
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Rancho Santa Fe, CA?
108 investment adviser representatives are registered at firm offices in Rancho Santa Fe, California, according to the SEC's Investment Adviser Public Disclosure records. 68 of them are also registered as broker representatives, and 8 list the CFP designation.
Which firm has the most financial advisors in Rancho Santa Fe?
Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 36 registered advisors in Rancho Santa Fe, followed by Morgan Stanley with 13.
How do I check a financial advisor in Rancho Santa Fe?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.