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Managing Member / Chief Compliance Officer · Alethea Capital Management, LLC

Tony Hsu

CRD 2725513 · Named on Form ADV at one SEC-registered adviser

At a glance

Alethea Capital Management, LLC, an SEC-registered wealth manager with $303 million in regulatory assets, lists Tony Hsu on its Form ADV as Managing Member / Chief Compliance Officer, a control person.

Firms and roles

AtlasMembers

Tony’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Tony’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.