Wealth manager, independent · SAN Francisco, CA
Perigon Wealth Management, LLC
SEC-registered investment adviser · CRD 131037 · SEC 801-62988
At a glance
Perigon Wealth Management, LLC is an SEC-registered investment adviser based in SAN Francisco, California, with $11B in regulatory assets under management as of its Form ADV filed June 12, 2026. It reports 5,421 individual clients, 1,653 of them high-net-worth, holding an average of about $1.7 million each, and 159 employees. That ranks it 85th among the nation’s 5,657 independent wealth management RIAs and 13th of 714 in California. It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity.
Main office 877-977-2555perigonwealth.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $11B
- Rank among independent wealth managers
- #85 of 5,657
- Rank among all SEC RIAs
- #1,266 of 17,210
- Rank in California
- #13 of 714
- Individual clients
- 5,421
- High-net-worth clients
- 1,653
- Accounts
- 17,713
- Discretionary
- 80% of AUM
- Employees
- 159
- Advisory staff
- 92
- Offices
- 42
Owners and executives on its Form ADV
- Philip A. HartFounder and Partner
- Arthur J. AmbarikChief Executive Officer and Partner
- Lindsay H. SturmakPartner
- Jeremy PaulPresident, Partner
- Jonathan P. HoyChief Operating Officer
- Rafia K. HasanChief Investment Officer
- David A. ScarpelloChief Financial Officer
- Jonathan D. RobbinsChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Perigon Wealth Management, LLC is a hybrid RIA: 24 of its employees are also registered representatives of a broker-dealer.
Its Form ADV brochure (filed March 2026) names Purshe Kaplan Sterling Investments and Vanderbilt Securities as the broker-dealer its advisers are registered with.
Compensation for Sales of Securities Broker-Dealer Affiliation Certain Advisory Persons of Perigon are also registered representatives of Purshe Kaplan Sterling Investments, Inc.
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,653 | $7.5B | 66% |
| Individuals | 3,768 | $1.8B | 16% |
| Pension and profit sharing plans | 120 | $1.1B | 10% |
| Corporations or other businesses | 97 | $617M | 5% |
| Charitable organizations | 26 | $314M | 3% |
| Banking or thrift institutions | – | $1M | <1% |
Disciplinary disclosures
Perigon Wealth Management, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
How it’s paid
- A percentage of assets under management
- Hourly charges
- Fixed fees
Form ADV and brochures on the SEC’s adviser search ↗perigonwealth.com ↗
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Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 371 peers of its type and size
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- Owners and executives, with titles and stakes
- 8 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Similar-size RIAs in California
All of California →| Firm | Regulatory AUM | Clients |
|---|---|---|
| Aspiriant, LLCLOS Angeles | $18B | 2,310 |
| Mission Wealth Management, LPSanta Barbara | $17B | 5,299 |
| Alphacore Capital LLCLa Jolla | $13B | 3,985 |
| Pure Financial Advisors, LLCSAN Diego | $11B | 7,503 |
| Parallel Advisors, LLCSAN Francisco | $10B | 4,169 |
| Composition Wealth, LLCLOS Angeles | $9.5B | 3,760 |
Compare Perigon Wealth Management, LLC with
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- Perigon Wealth Management, LLC vs Apella Wealth $11B · West Hartford, CT
- Perigon Wealth Management, LLC vs Pure Financial Advisors, LLC $11B · SAN Diego, CA
Background
Questions
How much does Perigon Wealth Management, LLC manage?
Perigon Wealth Management, LLC reports $11B in regulatory assets under management across 17,713 accounts, 80% of it on a discretionary basis, on its Form ADV filed June 12, 2026.
How many clients does Perigon Wealth Management, LLC have?
It reports 5,421 individual clients: 1,653 high-net-worth individuals and 3,768 other individuals. Individuals account for about 82% of its regulatory assets.
Where is Perigon Wealth Management, LLC headquartered?
Its main office is in SAN Francisco, California. It reports 42 offices in total and 159 employees, 92 of whom perform investment advisory functions.
How does Perigon Wealth Management, LLC charge clients?
On Form ADV it lists these forms of compensation: a percentage of assets under management; hourly charges; fixed fees. Fees and minimums are set out in its Form ADV Part 2A brochure, available on the SEC’s adviser search.
What custodian does Perigon Wealth Management, LLC use?
It reports 2 custodians for its clients’ separately managed accounts: Charles Schwab and Fidelity. On Schedule D of its Form ADV filed June 12, 2026, it reports these amounts held: Charles Schwab ($5.9B); Fidelity ($2.6B). Form ADV lists only custodians holding 10% or more of separately managed account assets.
Is Perigon Wealth Management, LLC a hybrid RIA with a broker-dealer?
Perigon Wealth Management, LLC is a hybrid RIA: 24 of its employees are also registered representatives of a broker-dealer. Those representatives can also earn commissions on brokerage business through the broker-dealer, where different rules apply than for advisory accounts.
Is Perigon Wealth Management, LLC a fiduciary?
As an SEC-registered investment adviser, Perigon Wealth Management, LLC owes its advisory clients a fiduciary duty under the Investment Advisers Act of 1940, which includes duties of care and loyalty. 24 of its employees are also registered representatives of a broker-dealer, where different rules apply to brokerage recommendations.
Where these numbers come from
Every figure is Perigon Wealth Management, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-12), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Its national rank compares it with every US-based independent wealth management RIA, the same field as The Largest RIAs. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →