Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Ft. Lauderdale, FL
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Ft. Lauderdale, A to Z.
The short answer
33 registered advisors work at UBS Financial Services Inc. in Ft. Lauderdale, out of 8,475 at the firm nationwide; it ranks number 3 in the city by advisors. 3 list the CFP designation and 33 are also registered broker representatives.
UBS Financial Services Inc. advisors in Ft. Lauderdale, A to Z
Every UBS Financial Services Inc. advisor →- Carolyn A. AsencioAlso a broker rep
- Darran BlakeAlso a broker rep
- Nicholas R. CataniaAlso a broker rep
- Gavin J. DoyleAlso a broker rep
- Sherrill G. Elrod Jr.Also a broker rep
- Chris G. GarvinAlso a broker rep
- Jennifer C. GarvinAlso a broker rep
- H G. Garvin Jr.Also a broker rep
- Ismael E. GorraAlso a broker rep
- Joshua Edward E. GrabelAlso a broker rep
- Justin GromleyCertified Financial Planner · Also a broker rep
- Tracey L. KeithAlso a broker rep
- Chase D. LalondeAlso a broker rep
- Lloyd G. MacedoAlso a broker rep
- Megan A. MacgowanCertified Financial Planner · Also a broker rep
- Beth A. MarquesAlso a broker rep
- Alison McEnteeAlso a broker rep
- Evan McGrathAlso a broker rep
- Mindy K. NightingaleAlso a broker rep
- Luke C. NilesAlso a broker rep
- Cameron M. OldsAlso a broker rep
- Robert M. PanessitiChartered Financial Consultant · Also a broker rep
- W S. ParkerAlso a broker rep
- William S. Parker Jr.Also a broker rep
- Chris PendrakAlso a broker rep
- James C. PerezCertified Financial Planner · Also a broker rep
- Sean M. RileyAlso a broker rep
- Bradley J. RossAlso a broker rep
- Sheri H. RubinAlso a broker rep
- Mark SwensonAlso a broker rep
- Hutchens J. TorregrosaAlso a broker rep
- Charles L. VernerAlso a broker rep
- Dorian L. WasermanAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Ft. Lauderdale
All Ft. Lauderdale advisors →Kovack Advisors, Inc. 137J.P. Morgan Securities LLC 39Strategic Advisers LLC 25Equitable Advisors, LLC 21Osaic Wealth, Inc. 7Associated Investor Services, Inc. 6Florida Financial Advisors, LLC 6Janney Montgomery Scott LLC 6Wells Fargo Advisors Financial Network, LLC 5
Questions
How many financial advisors does UBS Financial Services Inc. have in Ft. Lauderdale?
33 investment adviser representatives are registered at UBS Financial Services Inc. offices in Ft. Lauderdale, Florida, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 3 list the CFP designation and 33 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Ft. Lauderdale?
UBS Financial Services Inc. ranks number 3 in Ft. Lauderdale by registered advisors; Kovack Advisors, Inc. has the most, with 137.
How do I check a UBS Financial Services Inc. advisor in Ft. Lauderdale?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.