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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Connecticut

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Connecticut, by city and A to Z.

The short answer

217 registered advisors work at UBS Financial Services Inc. in Connecticut, out of 8,475 nationwide; it's the firm's number 10 state by advisors, and the most are in Hartford (51). 6 list the CFP designation and 217 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Connecticut

Every firm in Connecticut →

Hartford 51Westport 42Stamford 40Greenwich 37New Haven 13New London 6Granby 2Orange 2Wallingford 2Colchester 1Cos Cob 1Cromwell 1Darien 1East Lyme 1Fairfield 1Glastonbury 1Higganum 1Litchfield 1Milford 1New Canaan 1Old Greenwich 1Ridgefield 1Simsbury 1Southington 1Stonington 1Stratford 1Tolland 1Vernon 1Wilton 1

UBS Financial Services Inc. advisors in Connecticut, A to Z

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271North Carolina 221Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Connecticut?

217 investment adviser representatives are registered at UBS Financial Services Inc. offices in Connecticut, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 6 list the CFP designation and 217 are also registered as broker representatives.

Where in Connecticut does UBS Financial Services Inc. have the most advisors?

Hartford, with 51, then Westport (42). UBS Financial Services Inc. has advisors in 29 cities in Connecticut.

How do I check a UBS Financial Services Inc. advisor in Connecticut?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.