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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Colorado

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Colorado, by city and A to Z.

The short answer

182 registered advisors work at UBS Financial Services Inc. in Colorado, out of 8,475 nationwide; it's the firm's number 13 state by advisors, and the most are in Denver (123). 5 list the CFP designation and 182 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Colorado

Every firm in Colorado →

Denver 123Boulder 17Colorado Springs 12Fort Collins 8Greeley 4Arvada 2Aspen 2Wheat Ridge 2Castle Pines 1Centennial 1Crested Butte 1Keystone 1Lafayette 1Lakewood 1Larkspur 1Littleton 1Longmont 1Morrison 1Parker 1Silver Plume 1Snowmass Village 1Westminster 1

UBS Financial Services Inc. advisors in Colorado, A to Z

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Colorado?

182 investment adviser representatives are registered at UBS Financial Services Inc. offices in Colorado, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 5 list the CFP designation and 182 are also registered as broker representatives.

Where in Colorado does UBS Financial Services Inc. have the most advisors?

Denver, with 123, then Boulder (17). UBS Financial Services Inc. has advisors in 22 cities in Colorado.

How do I check a UBS Financial Services Inc. advisor in Colorado?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.