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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in North Carolina

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in North Carolina, by city and A to Z.

The short answer

219 registered advisors work at UBS Financial Services Inc. in North Carolina, out of 8,475 nationwide; it's the firm's number 9 state by advisors, and the most are in Charlotte (147). 6 list the CFP designation and 219 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in North Carolina

Every firm in North Carolina →

Charlotte 147Raleigh 18Wilmington 12Chapel Hill 8Winston-Salem 8Asheville 6Greensboro 6Atlantic Beach 1Blowing Rock 1Burnsville 1Chocowinity 1Columbus 1Cornelius 1Durham 1Emerald Isle 1Highlands 1Lillington 1Linville 1Matthews 1Mebane 1Mint Hill 1Sherrills Ford 1Statesville 1

UBS Financial Services Inc. advisors in North Carolina, A to Z

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in North Carolina?

219 investment adviser representatives are registered at UBS Financial Services Inc. offices in North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 6 list the CFP designation and 219 are also registered as broker representatives.

Where in North Carolina does UBS Financial Services Inc. have the most advisors?

Charlotte, with 147, then Raleigh (18). UBS Financial Services Inc. has advisors in 23 cities in North Carolina.

How do I check a UBS Financial Services Inc. advisor in North Carolina?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.