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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Winston-Salem, NC

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Winston-Salem, A to Z.

The short answer

9 registered advisors work at UBS Financial Services Inc. in Winston-Salem, out of 8,476 at the firm nationwide; it ranks number 7 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

UBS Financial Services Inc. advisors in Winston-Salem, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Winston-Salem

All Winston-Salem advisors →

Morgan Stanley 34Raymond James & Associates, Inc. 27Stephens 15Strategic Advisers LLC 12Truist Advisory Services, Inc. 11MML Investors Services, LLC 10LPL Financial LLC 8Oppenheimer & Co. Inc. 8Robert W. Baird & Co. Incorporated 8Cetera Investment Advisers LLC 7Semmax Financial Advisors, Inc. 7Ameriprise Financial Services, LLC 6

Questions

How many financial advisors does UBS Financial Services Inc. have in Winston-Salem?

9 investment adviser representatives are registered at UBS Financial Services Inc. offices in Winston-Salem, North Carolina, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Winston-Salem?

UBS Financial Services Inc. ranks number 7 in Winston-Salem by registered advisors; Morgan Stanley has the most, with 34.

How do I check a UBS Financial Services Inc. advisor in Winston-Salem?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.