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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Highlands, NC

Every SEC-registered investment adviser representative at a firm office in Highlands, with the firms that employ the most of them.

11 registered advisors work in Highlands; the most are at Stifel, Nicolaus & Company, Incorporated (2). 1 list the CFP designation and 7 are also registered broker representatives.

Firms with the most advisors in Highlands

FirmAdvisors in Highlands
Stifel, Nicolaus & Company, Incorporated news2
Ameriprise Financial Services, LLC news1
Captrust news1
Edward Jones news1
LPL Financial LLC news1
Michael S. Carrier & Associates, Inc.1
Moran Tice Capital Management LLC1
Steward Partners Investment Advisory, LLC news1
Summit Financial, LLC1
UBS Financial Services Inc. news1

Advisors in Highlands, A to Z

CFP advisors in Highlands →

Other cities in North Carolina

All of North Carolina →

Charlotte 4,345Raleigh 1,727Greensboro 517Durham 494Wilmington 440Cary 273Chapel Hill 273Asheville 259Winston Salem 240Winston-Salem 237Huntersville 194Cornelius 172Greenville 116Mooresville 109Fayetteville 93Hickory 88Matthews 87Concord 86High Point 82Apex 68New Bern 59Wake Forest 59Burlington 58Hendersonville 58

Questions

How many financial advisors are in Highlands, NC?

11 investment adviser representatives are registered at firm offices in Highlands, North Carolina, according to the SEC's Investment Adviser Public Disclosure records. 7 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Highlands?

Stifel, Nicolaus & Company, Incorporated, with 2 registered advisors in Highlands, followed by Ameriprise Financial Services, LLC with 1.

How do I check a financial advisor in Highlands?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.