Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in New York

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in New York, by city and A to Z.

The short answer

1,265 registered advisors work at UBS Financial Services Inc. in New York, out of 8,475 nationwide; it's the firm's number 1 state by advisors, and the most are in New York (935). 43 list the CFP designation and 1,261 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in New York

Every firm in New York →

New York 935Rochester 50Melville 43Jericho 31Buffalo 27Purchase 25Garden City 16Albany 12Southampton 11New York City 9Syracuse 9Brooklyn 7Jamestown 6Bronx 2Glens Falls 2Manhasset 2Port Washington 2Armonk 1East Amherst 1East Hampton 1East Northport 1East Rockaway 1Fair Harbor 1Fairport 1Farmington 1Forest Hills 1Goldens Bridge 1Great Neck 1Hampton Bays 1Huntington Station 1Lake View 1Levittown 1Lindley 1Long Beach 1Long Island City 1Malta 1Manhattan 1Montauk 1Mount Kisco 1New York 1New City 1New Rochelle 1North Rose 1Orient 1Plainview 1Pound Ridge 1Roslyn 1Rye 1Sag Harbor 1Scarsdale 1Sea Cliff 1Skaneatles 1South Salem 1Spring Valley 1St. James 1Wantagh 1West Harrison 1Westbrookville 1Westbury 1Westhampton Beach 1Woodbury 1Yonkers 1

UBS Financial Services Inc. advisors in New York, A to Z (first 500 of 1,265)

Search by name →

UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

California 1,094New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in New York?

1,265 investment adviser representatives are registered at UBS Financial Services Inc. offices in New York, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 43 list the CFP designation and 1,261 are also registered as broker representatives.

Where in New York does UBS Financial Services Inc. have the most advisors?

New York, with 935, then Rochester (50). UBS Financial Services Inc. has advisors in 62 cities in New York.

How do I check a UBS Financial Services Inc. advisor in New York?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.