Friday, October 23, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Vanguard is fulfilling Salim Ramji's May 1 promised renewal of 'Flagship' platinum tier service after it eroded, and he's willing to count non-Vanguard funds against the $1-million minimum for the first timeIN RIA IPO 'probably' coming within two years, dealmaker predictsIN Women Advisor Summit 2026: Get set for 'extraordinary' gathering of industry’s female leaders4K IRS Expands Retirement Plan Error Corrections, Creates New IRA ProgramWM New Options Emerge for Providing Liquidity to Evergreen Fund MarketIN Advisor moves: RBC lands $1B UBS team in PittsburghTA Advisors Have a Big Impact on Long-Term Care Planning: Northwestern MutualIN NFL taps General Atlantic, PE backer of Creative Planning and FartherWM Mariner Wealth Advisors Seeks $150M in Additional Debt for AcquisitionsTA Workers Think They're Financially Healthier Than They Are: Voya

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Manhattan, NY

Every SEC-registered investment adviser representative at a firm office in Manhattan, with the firms that employ the most of them.

5 registered advisors work in Manhattan; the most are at Cetera Investment Advisers LLC (1). 0 list the CFP designation and 5 are also registered broker representatives.

Firms with the most advisors in Manhattan

FirmAdvisors in Manhattan
Cetera Investment Advisers LLC news1
Merrill Lynch, Pierce, Fenner & Smith Incorporated news1
RBC Capital Markets, LLC news1
UBS Financial Services Inc. news1
Wells Fargo Advisors Financial Network, LLC news1

Advisors in Manhattan, A to Z

Search all of New York →

Other cities in New York

All of New York →

New York 16,101Melville 1,285Rochester 967Garden City 805Purchase 764Brooklyn 596Williamsville 496Syracuse 450Albany 411Buffalo 384Pittsford 372Hauppauge 352White Plains 330Cohoes 279Jericho 260Saratoga Springs 253Amherst 247Latham 243Staten Island 243Woodbury 242New York City 202Tarrytown 154Poughkeepsie 140Great Neck 132

Questions

How many financial advisors are in Manhattan, NY?

5 investment adviser representatives are registered at firm offices in Manhattan, New York, according to the SEC's Investment Adviser Public Disclosure records. 5 of them are also registered as broker representatives, and 0 list the CFP designation.

Which firm has the most financial advisors in Manhattan?

Cetera Investment Advisers LLC, with 1 registered advisors in Manhattan, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 1.

How do I check a financial advisor in Manhattan?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.