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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Bronx, NY

Every SEC-registered investment adviser representative at a firm office in Bronx, with the firms that employ the most of them.

The short answer

73 registered advisors work in Bronx; the most are at J.P. Morgan Securities LLC (17). 3 list the CFP designation and 68 are also registered broker representatives.

Firms with the most advisors in Bronx

FirmAdvisors in Bronx
J.P. Morgan Securities LLC news17
Strategic Advisers LLC6
Citigroup Global Markets Inc. news5
State Farm Investment Management Corp.5
Cetera Investment Advisers LLC news4
LPL Financial LLC news3
MML Investors Services, LLC3
Merrill Lynch, Pierce, Fenner & Smith Incorporated news3
Pfs Investments Inc.3
Td Private Client Wealth LLC3
Osaic Wealth, Inc. news2
UBS Financial Services Inc. news2
B. Riley Wealth Advisors, Inc.1
Bos Taurus1
Dantes Outlook1
Eagle Strategies LLC1
Empower Advisory Group, LLC1
Framework Wealth1
Hsbc Securities (USA) Inc.1
Kestra Advisory Services, LLC news1
LPL Enterprise, LLC news1
Lighthouse Wealth Management, LLC1
Neuberger Berman Bd LLC1
Osaic Institutions, Inc. news1
RBC Capital Markets, LLC news1

Advisors in Bronx, A to Z

CFP advisors in Bronx →

Other cities in New York

All of New York →

New York 15,109Melville 1,194Rochester 906Garden City 754Purchase 718Brooklyn 572Williamsville 461Syracuse 406Albany 390Buffalo 347Pittsford 341Hauppauge 322White Plains 300Cohoes 264Saratoga Springs 242Jericho 237Staten Island 234Latham 228Woodbury 223Amherst 217New York City 195Tarrytown 150Poughkeepsie 128Great Neck 124

Questions

How many financial advisors are in Bronx, NY?

73 investment adviser representatives are registered at firm offices in Bronx, New York, according to the SEC's Investment Adviser Public Disclosure records. 68 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Bronx?

J.P. Morgan Securities LLC, with 17 registered advisors in Bronx, followed by Strategic Advisers LLC with 6.

How do I check a financial advisor in Bronx?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.