Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Bronx, NY
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Bronx, A to Z.
3 registered advisors work at LPL Financial LLC in Bronx, out of 22,666 at the firm nationwide; it ranks number 6 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.
LPL Financial LLC advisors in Bronx, A to Z
Every LPL Financial LLC advisor →- Pasquale CastaldoAlso a broker rep
- Paul S. FreyerAlso a broker rep
- Nathan L. KetchamAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 809Fort Mill, SC 438Houston, TX 144Scottsdale, AZ 119Charlotte, NC 117Austin, TX 116Chicago, IL 109Las Vegas, NV 95Tampa, FL 91Honolulu, HI 88San Antonio, TX 87Fresno, CA 84Dallas, TX 81Seattle, WA 80Irvine, CA 74
Other firms in Bronx
All Bronx advisors →J.P. Morgan Securities LLC 17Strategic Advisers LLC 6Citigroup Global Markets Inc. 5State Farm Investment Management Corp. 5Cetera Investment Advisers LLC 4MML Investors Services, LLC 3Merrill Lynch, Pierce, Fenner & Smith Incorporated 3Pfs Investments Inc. 3Td Private Client Wealth LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Bronx?
3 investment adviser representatives are registered at LPL Financial LLC offices in Bronx, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 22,666 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Bronx?
LPL Financial LLC ranks number 6 in Bronx by registered advisors; J.P. Morgan Securities LLC has the most, with 17.
How do I check a LPL Financial LLC advisor in Bronx?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.