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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Garden City, NY

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Garden City, A to Z.

The short answer

16 registered advisors work at UBS Financial Services Inc. in Garden City, out of 8,475 at the firm nationwide; it ranks number 12 in the city by advisors. 1 list the CFP designation and 16 are also registered broker representatives.

UBS Financial Services Inc. advisors in Garden City, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Garden City

All Garden City advisors →

Morgan Stanley 202Merrill Lynch, Pierce, Fenner & Smith Incorporated 94J.P. Morgan Securities LLC 70Stifel, Nicolaus & Company, Incorporated 45Ameriprise Financial Services, LLC 36Wells Fargo Clearing Services, LLC 29Janney Montgomery Scott LLC 25United Asset Strategies Inc. 24Strategic Advisers LLC 19Osaic Wealth, Inc. 16Park Avenue Securities LLC 16Charles Schwab & Co., Inc. 12

Questions

How many financial advisors does UBS Financial Services Inc. have in Garden City?

16 investment adviser representatives are registered at UBS Financial Services Inc. offices in Garden City, New York, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 1 list the CFP designation and 16 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Garden City?

UBS Financial Services Inc. ranks number 12 in Garden City by registered advisors; Morgan Stanley has the most, with 202.

How do I check a UBS Financial Services Inc. advisor in Garden City?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.