Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Ohio

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Ohio, by city and A to Z.

404 registered advisors work at UBS Financial Services Inc. in Ohio, out of 8,475 nationwide; it's the firm's number 6 state by advisors, and the most are in Cincinnati (188). 20 list the CFP designation and 404 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Ohio

Every firm in Ohio →

Cincinnati 188Miamisburg 45Columbus 33Westlake 25Pepper Pike 23Cleveland 21Rocky River 18Hudson 12New Albany 9Akron 3Maineville 2Springboro 2Sylvania 2Aurora 1Avon Lake 1Bay Village 1Centerville 1Chesterland 1Dayton 1Delaware 1Fairfield 1Hamilton 1Kirkland 1Lakewood 1Mayfield 1Norton 1Parma 1Port Clinton 1Powell 1Sandusky 1South Euclid 1Warren 1West Chester 1Weston 1

UBS Financial Services Inc. advisors in Ohio, A to Z

Search by name →

UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Texas 582Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Ohio?

404 investment adviser representatives are registered at UBS Financial Services Inc. offices in Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 20 list the CFP designation and 404 are also registered as broker representatives.

Where in Ohio does UBS Financial Services Inc. have the most advisors?

Cincinnati, with 188, then Miamisburg (45). UBS Financial Services Inc. has advisors in 34 cities in Ohio.

How do I check a UBS Financial Services Inc. advisor in Ohio?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.