Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Rocky River, OH
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Rocky River, A to Z.
The short answer
18 registered advisors work at UBS Financial Services Inc. in Rocky River, out of 8,475 at the firm nationwide; it ranks number 2 in the city by advisors. 2 list the CFP designation and 18 are also registered broker representatives.
UBS Financial Services Inc. advisors in Rocky River, A to Z
Every UBS Financial Services Inc. advisor →- Bradley H. BartelAlso a broker rep
- Warren R. CoxAlso a broker rep
- Ryan DorffAlso a broker rep
- Anthony J. GoldynAlso a broker rep
- Jordan T. GuzmanAlso a broker rep
- Conor M. HartmanAlso a broker rep
- Matthew R. HowardAlso a broker rep
- Amy A. LeamonAlso a broker rep
- Richard S. MilliganAlso a broker rep
- Christopher C. MurmanAlso a broker rep
- William R. MurmanAlso a broker rep
- Susan L. PatchenAlso a broker rep
- John K. RyanAlso a broker rep
- John RyanCertified Financial Planner · Also a broker rep
- Timothy W. RyanAlso a broker rep
- Douglas P. SankerAlso a broker rep
- Spencer H. Seaman Jr.Also a broker rep
- Sean A. StamperCertified Financial Planner · Also a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115
Other firms in Rocky River
All Rocky River advisors →Citizens Securities, Inc. 18Cambridge Investment Research Advisors, Inc. 4Ae Wealth Management, LLC 3Strategic Advisers LLC 3Valmark Advisers, Inc. 3
Questions
How many financial advisors does UBS Financial Services Inc. have in Rocky River?
18 investment adviser representatives are registered at UBS Financial Services Inc. offices in Rocky River, Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 2 list the CFP designation and 18 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Rocky River?
UBS Financial Services Inc. ranks number 2 in Rocky River by registered advisors; Citizens Securities, Inc. has the most, with 18.
How do I check a UBS Financial Services Inc. advisor in Rocky River?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.