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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Rocky River, OH

Every SEC-registered investment adviser representative at a firm office in Rocky River, with the firms that employ the most of them.

The short answer

65 registered advisors work in Rocky River; the most are at UBS Financial Services Inc. (19). 10 list the CFP designation and 57 are also registered broker representatives.

Firms with the most advisors in Rocky River

FirmAdvisors in Rocky River
UBS Financial Services Inc. news19
Citizens Securities, Inc.12
Cambridge Investment Research Advisors, Inc. news4
Ae Wealth Management, LLC3
Valmark Advisers, Inc.3
Ameriprise Financial Services, LLC news2
Ausdal Financial Partners, Inc.2
Ccf Advisors LLC2
LPL Enterprise, LLC news2
LPL Financial LLC news2
Strategic Advisers LLC2
Coletta Capital, LLC1
Columbia Management Investment Advisers, LLC1
Edward Jones news1
G. A. Repple & Company1
J.P. Morgan Securities LLC news1
Manning & Napier Advisors, LLC1
Newedge Advisors1
PNC Wealth Management LLC1
Providence Financial Services, LLC1
Saga Partners LLC1
Sax Wealth Advisors, LLC1
Zak Advisory, LLC1

Advisors in Rocky River, A to Z

CFP advisors in Rocky River →

Other cities in Ohio

All of Ohio →

Cincinnati 2,358Columbus 1,921Cleveland 623Dublin 508Akron 451Westlake 330Toledo 311Brooklyn 297Beachwood 282Independence 235Dayton 226Pepper Pike 221Canton 213Miamisburg 172Maumee 171Westerville 162Worthington 148Canfield 143Beavercreek 131Centerville 128West Chester 117Hudson 115Findlay 105Richfield 105

Questions

How many financial advisors are in Rocky River, OH?

65 investment adviser representatives are registered at firm offices in Rocky River, Ohio, according to the SEC's Investment Adviser Public Disclosure records. 57 of them are also registered as broker representatives, and 10 list the CFP designation.

Which firm has the most financial advisors in Rocky River?

UBS Financial Services Inc., with 19 registered advisors in Rocky River, followed by Citizens Securities, Inc. with 12.

How do I check a financial advisor in Rocky River?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.