Asset manager · Fairport, NY
Manning & Napier Advisors, LLC
SEC-registered investment adviser · CRD 105992 · SEC 801-10733
At a glance
Manning & Napier Advisors, LLC is an SEC-registered investment adviser based in Fairport, New York, with $17.0 billion in regulatory assets under management as of its Form ADV filed June 23, 2026. Its largest client group by assets is high-net-worth individuals, and it reports 3,024 individual clients. By Form ADV it is a asset manager, ranked 398th of 3,218 asset managers and 969th of 17,210 SEC-registered advisers by assets.
Main office 585-325-6880manning-napier.comLinkedInAs filed on Form ADV
- Regulatory AUM
- $17B
- Rank among asset managers
- #398 of 3,218
- Rank among all SEC RIAs
- #969 of 17,210
- Rank in New York
- #264 of 2,591
- Individual clients
- 3,024
- High-net-worth clients
- 1,549
- Accounts
- 6,965
- Discretionary
- 98% of AUM
- Employees
- 195
- Advisory staff
- 159
- Offices
- 5
Owners and executives on its Form ADV
- Paul J. BattagliaChief Financial Officer / President
- Nicole Kingsley BrunnerChief Growth Officer, Wealth Management
- Aaron T. McGreevyPresident, Asset Management
- Scott J. MorabitoChief Operating Officer
- William G. HoldenPresident, Wealth Management
- Samantha M. LarewChief Compliance Officer
Custody and brokerage
Broker-dealer
Hybrid RIA
Manning & Napier Advisors, LLC is a hybrid RIA: 80 of its employees are also registered representatives of a broker-dealer. It names an affiliated broker-dealer: Manning & Napier Investor Services, Inc..
- Manning & Napier Investor Services, Inc. ↗CRD 26266
It doesn’t hold client accounts or customer funds itself. Its annual audited report filed with the SEC, February 2026
Its Form ADV brochure (filed March 2026) names Manning & Napier Investor Services as the broker-dealer its advisers are registered with.
ancial Industry Activities and Affiliations Certain of MNA’s registered representatives and management persons are registered representative of our affiliated limited purpose broker-dealer, Manning & Napier Investor Services, Inc (“MNBD”).
Who it serves
| Client type | Clients | Regulatory AUM | Share |
|---|---|---|---|
| High-net-worth individuals | 1,549 | $5.1B | 30% |
| Investment companies | 1 | $4.3B | 25% |
| Pension and profit sharing plans | 131 | $2.7B | 16% |
| Charitable organizations | 148 | $1.5B | 9% |
| Corporations or other businesses | 109 | $1.0B | 6% |
| Pooled investment vehicles | 3 | $959M | 6% |
| Individuals | 1,475 | $757M | 4% |
| Other | 40 | $503M | 3% |
| State or municipal government entities | 15 | $208M | 1% |
| Banking or thrift institutions | 2 | $41M | <1% |
| Insurance companies | 1 | $4M | <1% |
Disciplinary disclosures
Manning & Napier Advisors, LLC reports no disciplinary disclosures in Item 11 of Form ADV. Read the details on the SEC’s adviser search ↗
Services
- Financial planning
- Portfolio management for individuals and small businesses
- Portfolio management for investment companies
- Portfolio management for pooled investment vehicles
- Portfolio management for businesses and institutions
- Pension consulting
- Selecting other advisers
- Periodicals or newsletters
- Educational seminars and workshops
How it’s paid
- A percentage of assets under management
- Other
Form ADV and brochures on the SEC’s adviser search ↗manning-napier.com ↗
AtlasMembers
The full record on Manning & Napier Advisors, LLC
Ten years of SEC filings, its owners and contacts, and how it stacks up against its peers. Atlas members see all of it.
- Assets, accounts, clients and staff, ten years of filings
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- Growth over one, three and five years
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- Rank against 447 peers of its type and size
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- Owners and executives, with titles and stakes
- 6 namedLocked
- Main office, fax and compliance officer
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- Filing changes this year, with alerts
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Background
Questions
How much does Manning & Napier Advisors, LLC manage?
Manning & Napier Advisors, LLC reports $17.0 billion in regulatory assets under management across 6,965 accounts, 98% of it on a discretionary basis, on its Form ADV filed June 23, 2026.
What kind of firm is Manning & Napier Advisors, LLC?
Manning & Napier Advisors, LLC is a asset manager by its Form ADV answers. Most of its assets are managed for funds, institutions or other businesses rather than individuals.
Who are Manning & Napier Advisors, LLC’s clients?
By assets, its largest client types are high-net-worth individuals ($5.1 billion, 1,549 clients); investment companies ($4.3 billion, 1 clients); pension and profit sharing plans ($2.7 billion, 131 clients).
Does Manning & Napier Advisors, LLC have any disciplinary history?
Manning & Napier Advisors, LLC reports no disciplinary disclosures in Item 11 of its Form ADV. Check the SEC’s adviser search for the latest record.
Where these numbers come from
Every figure is Manning & Napier Advisors, LLC’s own answer on its latest Form ADV, from the SEC’s registered-adviser list as of October 1, 2026: regulatory assets and accounts (Item 5.F), clients by type (5.D), employees (5.A and 5.B), compensation (5.E) and services (5.G). Custodians come from Schedule D 5.K(3) of its latest filing (2026-06-23), which lists those holding 10% or more of separately managed account assets and the amount at each. “Hybrid” means some employees are also registered representatives of a broker-dealer (Item 5.B(2)); affiliated broker-dealers are the related persons it lists in Item 7.A and Schedule D. Firm type comes from its own answers: broker-dealer firms are registered broker-dealers themselves (Item 6.A); private fund advisers manage mostly private funds (Item 7.B, 5.D); wealth managers manage at least half their assets for individuals (5.D). Ranks compare it by regulatory assets with every SEC-registered adviser and with firms of its type. Figures are as of the firm’s last annual update, so they can lag recent deals and market moves. Regulatory AUM counts assets the firm continuously supervises and can differ from what a firm markets.
Not an endorsement or a recommendation. Before hiring any adviser, read its Form ADV Part 2A brochure and check its record on the SEC’s adviser search. How to check a financial advisor →