Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Cleveland, OH
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Cleveland, A to Z.
The short answer
24 registered advisors work at UBS Financial Services Inc. in Cleveland, out of 8,476 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 24 are also registered broker representatives.
UBS Financial Services Inc. advisors in Cleveland, A to Z
Every UBS Financial Services Inc. advisor →- Nicholas R. AlexanderAlso a broker rep
- Laurence D. BricmontAlso a broker rep
- Jennifer J. ChinnAlso a broker rep
- David M. CroftAlso a broker rep
- Deborah D. DavidsonAlso a broker rep
- Richard C. FreedmanAlso a broker rep
- Kristen M. GearyAlso a broker rep
- Tyner M. HaagAlso a broker rep
- Sean W. HardyAlso a broker rep
- Ann C C. LutzAlso a broker rep
- David S. MaherAlso a broker rep
- Brian P. MartinAlso a broker rep
- Daniel J. McKennaAlso a broker rep
- Stephen J. MilesAlso a broker rep
- John M. MossAlso a broker rep
- Kevin G. MurphyAlso a broker rep
- William G. MurphyAlso a broker rep
- Katrina M. PacynaAlso a broker rep
- Dianna J. ReiserAlso a broker rep
- Georgette M. RichardsAlso a broker rep
- Giovanni M. RuggieroAlso a broker rep
- Modesto P. RuggieroAlso a broker rep
- Samuel Von DuhnAlso a broker rep
- Gary M. YoungAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Cleveland
All Cleveland advisors →Mai Capital Management, LLC 60Cbiz Investment Advisory Services, LLC 37Clearstead; Clearstead Advisory Solutions 30PNC Wealth Management LLC 30J.P. Morgan Securities LLC 27Robert W. Baird & Co. Incorporated 27Cetera Investment Advisers LLC 23McDonald Partners LLC 19Ameriprise Financial Services, LLC 18Northcoast Research Partners, LLC 18MML Investors Services, LLC 17Vantage Financial Group, Inc. 16
Questions
How many financial advisors does UBS Financial Services Inc. have in Cleveland?
24 investment adviser representatives are registered at UBS Financial Services Inc. offices in Cleveland, Ohio, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 24 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Cleveland?
UBS Financial Services Inc. ranks number 8 in Cleveland by registered advisors; Mai Capital Management, LLC has the most, with 60.
How do I check a UBS Financial Services Inc. advisor in Cleveland?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.