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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Minnesota

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Minnesota, by city and A to Z.

The short answer

167 registered advisors work at UBS Financial Services Inc. in Minnesota, out of 8,475 nationwide; it's the firm's number 15 state by advisors, and the most are in Wayzata (40). 6 list the CFP designation and 167 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in Minnesota

Every firm in Minnesota →

Wayzata 40Minneapolis 34Bloomington 33St Paul 21St Cloud 13Minnetonka 4Delano 2New Brighton 2Alexandria 1Carver 1Chanhassen 1Eden Prairie 1Ely 1Lilydale 1Maple Grove 1Mendota Heights 1Mora 1North St Paul 1Ponsford 1Ramsey 1Richfield 1Saint Cloud 1Saint Paul 1Shorewood 1West Saint Paul 1Woodbury 1

UBS Financial Services Inc. advisors in Minnesota, A to Z

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UBS Financial Services Inc. advisors in every state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. in other states

New York 1,234California 1,094New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in Minnesota?

167 investment adviser representatives are registered at UBS Financial Services Inc. offices in Minnesota, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 6 list the CFP designation and 167 are also registered as broker representatives.

Where in Minnesota does UBS Financial Services Inc. have the most advisors?

Wayzata, with 40, then Minneapolis (34). UBS Financial Services Inc. has advisors in 26 cities in Minnesota.

How do I check a UBS Financial Services Inc. advisor in Minnesota?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.