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Est. 2026The front page of wealth managementNew York

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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in California

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in California, by city and A to Z.

The short answer

1,093 registered advisors work at UBS Financial Services Inc. in California, out of 8,475 nationwide; it's the firm's number 2 state by advisors, and the most are in San Francisco (189). 42 list the CFP designation and 1,092 are also registered broker representatives.

UBS Financial Services Inc. advisors by city in California

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San Francisco 189Los Angeles 133San Diego 118Newport Beach 78Pasadena 58Walnut Creek 57Beverly Hills 37La Jolla 36Palo Alto 32Irvine 31Westlake Village 23San Jose 20San Mateo 20Brea 18Los Gatos 18Seal Beach 17Carmel 14Sacramento 13El Segunda 12Santa Barbara 12Sherman Oaks 12Roseville 11Danville 10Mill Valley 10Napa 10El Segundo 9Riverside 9Indian Wells 7Bakersfield 6Fresno 6Carlsbad 3Camarillo 2Encino 2Larkspur 2Long Beach 2Menlo Park 2Santa Monica 2Solvang 2Wetlake Village 2Alamo 1Anaheim 1Brentwood 1Burbank 1Burlingame 1Carmichael 1Castro Valley 1Century City 1Clovis 1Corona Delmar 1Coronado 1Daly City 1Dana Point 1Dublin 1El Cajon 1Encinitas 1Foster City 1Garden Grove 1Glendale 1Hermosa Beach 1Homewood 1Indio 1La Habra 1La Mesa 1Ladera Ranch 1Lake Forest 1Los Altos 1Newport Coast 1Oakland 1Orange 1Palm Desert 1Palm Springs 1Playa Del Rey 1Rancho Cucamonga 1Rancho Mirage 1Rancho Santa Fe 1Rossmoor 1San Clemente 1San Marcos 1Santa Clara 1Simi Valley 1Sonoma 1South San Francisco 1Studio City 1Temecula 1Truckee 1Vacaville 1Watsonville 1Winchester 1

UBS Financial Services Inc. advisors in California, A to Z (first 500 of 1,093)

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UBS Financial Services Inc. in other states

New York 1,234New Jersey 951Florida 703Texas 582Ohio 404Illinois 281Massachusetts 271North Carolina 221Connecticut 215Tennessee 214Washington 189Colorado 184Michigan 175Minnesota 167Georgia 161Pennsylvania 153District of Columbia 109Maryland 104Arizona 80Oregon 78Virginia 70South Carolina 63Missouri 62Indiana 57Wisconsin 55Nebraska 52Nevada 50Maine 46New Hampshire 42Kentucky 40Oklahoma 32Louisiana 28Rhode Island 28Hawaii 24Utah 23Iowa 20Kansas 20Idaho 19Alaska 16Vermont 15Montana 14New Mexico 13South Dakota 11Alabama 10Delaware 8Mississippi 8North Dakota 7Arkansas 4

Questions

How many UBS Financial Services Inc. financial advisors are in California?

1,093 investment adviser representatives are registered at UBS Financial Services Inc. offices in California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 at the firm nationwide. 42 list the CFP designation and 1,092 are also registered as broker representatives.

Where in California does UBS Financial Services Inc. have the most advisors?

San Francisco, with 189, then Los Angeles (133). UBS Financial Services Inc. has advisors in 88 cities in California.

How do I check a UBS Financial Services Inc. advisor in California?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included.