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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Newport Coast, CA

Every SEC-registered investment adviser representative at a firm office in Newport Coast, with the firms that employ the most of them.

8 registered advisors work in Newport Coast; the most are at Alpha Rising Advisors LLC (1). 1 list the CFP designation and 4 are also registered broker representatives.

Firms with the most advisors in Newport Coast

FirmAdvisors in Newport Coast
Alpha Rising Advisors LLC1
Hutchison Road Partners, LLC1
J.P. Morgan Securities LLC news1
Laguna Investments LLC1
MML Investors Services, LLC1
Ratner & Associates LLC1
UBS Financial Services Inc. news1
Wayup Wealth Building Group1

Advisors in Newport Coast, A to Z

CFP advisors in Newport Coast →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Newport Coast, CA?

8 investment adviser representatives are registered at firm offices in Newport Coast, California, according to the SEC's Investment Adviser Public Disclosure records. 4 of them are also registered as broker representatives, and 1 list the CFP designation.

Which firm has the most financial advisors in Newport Coast?

Alpha Rising Advisors LLC, with 1 registered advisors in Newport Coast, followed by Hutchison Road Partners, LLC with 1.

How do I check a financial advisor in Newport Coast?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.