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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Mill Valley, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Mill Valley, A to Z.

The short answer

8 registered advisors work at UBS Financial Services Inc. in Mill Valley, out of 8,475 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

UBS Financial Services Inc. advisors in Mill Valley, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 935Weehawken, NJ 599San Francisco, CA 189Cincinnati, OH 188Houston, TX 186Chicago, IL 173Boston, MA 159Charlotte, NC 147Miami, FL 140Atlanta, GA 137Dallas, TX 137Los Angeles, CA 133Denver, CO 123San Diego, CA 118Coral Gables, FL 115

Other firms in Mill Valley

All Mill Valley advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 26Cerity Partners LLC 10Boldin Advisors 9Private Wealth Partners, LLC 6Aspirean Wealth, LLC 5Assembly Wealth 5Gordian Wealth Advisors, LLC 4LPL Financial LLC 4Osaic Wealth, Inc. 4Relevant Wealth Advisors, LLC 4Miller Avenue Advisors LLC 3Wells Fargo Clearing Services, LLC 3

Questions

How many financial advisors does UBS Financial Services Inc. have in Mill Valley?

8 investment adviser representatives are registered at UBS Financial Services Inc. offices in Mill Valley, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,475 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Mill Valley?

UBS Financial Services Inc. ranks number 3 in Mill Valley by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 26.

How do I check a UBS Financial Services Inc. advisor in Mill Valley?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.