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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Mill Valley, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Mill Valley, A to Z.

4 registered advisors work at LPL Financial LLC in Mill Valley, out of 21,098 at the firm nationwide; it ranks number 9 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Mill Valley, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Mill Valley

All Mill Valley advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 26Cerity Partners LLC 10UBS Financial Services Inc. 10Boldin Advisors 9Private Wealth Partners, LLC 6Aspirean Wealth, LLC 5Assembly Wealth 5Gordian Wealth Advisors, LLC 4Osaic Wealth, Inc. 4Relevant Wealth Advisors, LLC 4Miller Avenue Advisors LLC 3Wells Fargo Clearing Services, LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Mill Valley?

4 investment adviser representatives are registered at LPL Financial LLC offices in Mill Valley, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Mill Valley?

LPL Financial LLC ranks number 9 in Mill Valley by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 26.

How do I check a LPL Financial LLC advisor in Mill Valley?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.