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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Mill Valley, CA

Every SEC-registered investment adviser representative at a firm office in Mill Valley, with the firms that employ the most of them.

The short answer

139 registered advisors work in Mill Valley; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (26). 26 list the CFP designation and 69 are also registered broker representatives.

Firms with the most advisors in Mill Valley

FirmAdvisors in Mill Valley
Merrill Lynch, Pierce, Fenner & Smith Incorporated news26
Cerity Partners LLC news10
UBS Financial Services Inc. news10
Boldin Advisors9
Private Wealth Partners, LLC6
Aspirean Wealth, LLC5
Assembly Wealth5
Gordian Wealth Advisors, LLC4
LPL Financial LLC news4
Osaic Wealth, Inc. news4
Relevant Wealth Advisors, LLC4
Miller Avenue Advisors LLC3
Wells Fargo Clearing Services, LLC news3
Commonwealth Financial Network news2
Dipsea Capital, LLC2
J.P. Morgan Securities LLC news2
Morgan Stanley news2
Rational Investment Management, LLC2
Raymond James & Associates, Inc. news2
Robert W. Baird & Co. Incorporated news2
Strategic Advisers LLC2
Anvik Advisers LLC1
Bray Financial Advisors LLC1
Brickley Wealth Management1
Cerity Partners Retirement Plan Consultants news1

Advisors in Mill Valley, A to Z

CFP advisors in Mill Valley →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Mill Valley, CA?

139 investment adviser representatives are registered at firm offices in Mill Valley, California, according to the SEC's Investment Adviser Public Disclosure records. 69 of them are also registered as broker representatives, and 26 list the CFP designation.

Which firm has the most financial advisors in Mill Valley?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 26 registered advisors in Mill Valley, followed by Cerity Partners LLC with 10.

How do I check a financial advisor in Mill Valley?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.