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Founder, CEO and Chief Compliance Officer · Boldin Advisors

Stephen E. Chen

CRD 2385169 · Named on Form ADV at one SEC-registered adviser

At a glance

Boldin Advisors, an SEC-registered asset manager based in Mill Valley, CA with $0 in regulatory assets, lists Stephen E. Chen on its Form ADV as Founder, CEO and Chief Compliance Officer, a control person.

Firms and roles

  • Boldin AdvisorsFounder, CEO and Chief Compliance OfficerAsset manager · Mill Valley, CA · $0M in regulatory assets

AtlasMembers

Stephen’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Stephen’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.