Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Hermosa Beach, CA
Every SEC-registered investment adviser representative at a firm office in Hermosa Beach, with the firms that employ the most of them.
55 registered advisors work in Hermosa Beach; the most are at Ameriprise Financial Services, LLC (5). 11 list the CFP designation and 37 are also registered broker representatives.
Firms with the most advisors in Hermosa Beach
| Firm | Advisors in Hermosa Beach |
|---|---|
| Ameriprise Financial Services, LLC news | 5 |
| Edward Jones news | 4 |
| Osaic Wealth, Inc. news | 4 |
| Citigroup Global Markets Inc. news | 3 |
| J.P. Morgan Securities LLC news | 3 |
| Cambridge Investment Research Advisors, Inc. news | 2 |
| Glenmore Financial, Inc., Lifesighted | 2 |
| Independent Financial Group, LLC | 2 |
| LPL Financial LLC news | 2 |
| Northwoods Financial Partners LLC | 2 |
| Osaic Advisory Services, LLC news | 2 |
| Ashton Thomas Private Wealth | 1 |
| Assetmark, Inc. | 1 |
| Axis Capital Management, LLC | 1 |
| Capital Client Group, Inc. | 1 |
| Centaurus Financial, Inc. | 1 |
| Consolidated Portfolio Review Corp. | 1 |
| Convexbeta Investments, LLC | 1 |
| Cove Street Capital, LLC | 1 |
| Desert Capital Management Group, Inc. | 1 |
| Equity Services, Inc. | 1 |
| Gwn Securities Inc. | 1 |
| Hermosa Advisors | 1 |
| Hermosa Capital Management, LLC | 1 |
| Hughes Wealth Management Incorporated | 1 |
Advisors in Hermosa Beach, A to Z
CFP advisors in Hermosa Beach →- Laurie C. AllenGwn Securities Inc. · Certified Financial Planner
- Nicholas J. ArellanoYlp Financial, LLC · Certified Financial Planner
- Christopher M. AutenOsaic Wealth, Inc. · Certified Financial Planner, Chartered Financial Analyst
- Jeffrey BronchickCove Street Capital, LLC · Chartered Financial Analyst
- Roger J. CondeCambridge Investment Research Advisors, Inc.
- Elizabeth CorderJ.P. Morgan Securities LLC
- Eric R. CortezVerus Capital Partners, LLC
- Angela A. DaxAmeriprise Financial Services, LLC · Certified Financial Planner
- Taylor J. DolengaAmeriprise Financial Services, LLC
- Armand L. FidlerOsaic Advisory Services, LLC · Certified Financial Planner
- Jimmy FishWealthcare Advisory Partners LLC
- Jason J. GraffAssetmark, Inc.
- Furui GuoCitigroup Global Markets Inc.
- Donald W. HanceGlenmore Financial, Inc., Lifesighted · Certified Financial Planner
- Donald W. Hance Jr.Glenmore Financial, Inc., Lifesighted · Certified Financial Planner
- Brett R. HendersonConsolidated Portfolio Review Corp.
- Rachel T. HoangIndependent Financial Group, LLC
- Gary T. HughesHughes Wealth Management Incorporated
- Patrick T. JarrellNorthwoods Financial Partners LLC
- Michael P. JuettnerIeq Capital, LLC · Chartered Financial Analyst
- Michael E. KamellCapital Client Group, Inc. · Chartered Financial Analyst
- Kristine K. KeeganLPL Financial LLC
- John S. KingCentaurus Financial, Inc.
- Noah J. KohlAmeriprise Financial Services, LLC
- Joanna L. LampkinsEdward Jones
- Kelley A. LebicaCambridge Investment Research Advisors, Inc.
- Ross W. McKnightEdward Jones
- Yulyus MedinaCitigroup Global Markets Inc.
- Gregory S. MeyerNew Wave Financial Services · Certified Financial Planner
- Mitchell R. MillerHermosa Capital Management, LLC
- Jeremy MurphyMunifi, LLC
- Harold B. NachtriebConvexbeta Investments, LLC · Chartered Financial Analyst
- Mario NietoDesert Capital Management Group, Inc.
- John M. NuckelJohn Nuckel LLC
- Sonya OliverJ.P. Morgan Securities LLC · Chartered Financial Analyst
- David K. PedersenHermosa Advisors
- Nicholas M. PenninoEdward Jones · Certified Financial Planner, Chartered Financial Consultant
- Lewis H. PerkinsIndependent Financial Group, LLC · Certified Financial Planner
- Christopher C. RandallAxis Capital Management, LLC
- Kim A. RichardsonOsaic Wealth, Inc.
- Collin L. RiglerAshton Thomas Private Wealth
- Chelsea S. RojasJ.P. Morgan Securities LLC
- Jean RuimyAmeriprise Financial Services, LLC
- Robert L. SaakWells Fargo Clearing Services, LLC
- Adam R. ShipleyNorthwoods Financial Partners LLC
- Sarah B. SlayEdward Jones
- Karen M. TatmanKmt Wealth Management, LLC · Certified Financial Planner
- Glenn R. VallercampThrivent Investment Management Inc.
- Ann M. VillarAmeriprise Financial Services, LLC
- Peng WangCitigroup Global Markets Inc.
- Connor P. WhalenUBS Financial Services Inc.
- Jeffrey P. WolfeEquity Services, Inc.
- Nicolas P. WondolowskiOsaic Wealth, Inc.
- Kevin T. YamamotoLPL Financial LLC
- Juliana YoonOsaic Wealth, Inc.
Other cities in California
All of California →San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335
Questions
How many financial advisors are in Hermosa Beach, CA?
55 investment adviser representatives are registered at firm offices in Hermosa Beach, California, according to the SEC's Investment Adviser Public Disclosure records. 37 of them are also registered as broker representatives, and 11 list the CFP designation.
Which firm has the most financial advisors in Hermosa Beach?
Ameriprise Financial Services, LLC, with 5 registered advisors in Hermosa Beach, followed by Edward Jones with 4.
How do I check a financial advisor in Hermosa Beach?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.