Adviser and broker representative · UBS Financial Services Inc.

Karen Dhuyvetter

CRD 4598751 · San Diego, CA

At a glance

Karen Dhuyvetter is an investment adviser representative with UBS Financial Services Inc. in San Diego, CA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Karen’s SEC record dates to 2003, about 23 years ago. Karen is also registered as a broker representative. Designations on file: Certified Financial Planner.

Current advisory firm

UBS Financial Services Inc.Since August 2014San Diego, CA · $916B in regulatory assets

SEC adviser record

Registered since: 2003 (23 years)
Designations: Certified Financial Planner
Exams: Series 66
Registered in: 2 states
Also a broker representative: Yes
Disclosures on record: None

AtlasMembers

Karen’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website: Locked
Previous firms, with start and end dates: 1 firmLocked
Employment history: Locked
States they’re registered in: Locked
Outside business activities: Locked
When they joined their current firm, and their firm’s growth: Locked

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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.

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