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Financial ADVSR advisor directory · SEC adviser records

UBS Financial Services Inc. financial advisors in Indian Wells, CA

Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Indian Wells, A to Z.

The short answer

8 registered advisors work at UBS Financial Services Inc. in Indian Wells, out of 8,476 at the firm nationwide; it ranks number 3 in the city by advisors. 0 list the CFP designation and 8 are also registered broker representatives.

UBS Financial Services Inc. advisors in Indian Wells, A to Z

Every UBS Financial Services Inc. advisor →

UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →

UBS Financial Services Inc. advisors in other cities

New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121

Other firms in Indian Wells

All Indian Wells advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 9LPL Financial LLC 4Dst Wealth Management LLC 3Maclean Capital Advisors, LLC 3

Questions

How many financial advisors does UBS Financial Services Inc. have in Indian Wells?

8 investment adviser representatives are registered at UBS Financial Services Inc. offices in Indian Wells, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 8 are also registered as broker representatives.

Is UBS Financial Services Inc. one of the largest advisor employers in Indian Wells?

UBS Financial Services Inc. ranks number 3 in Indian Wells by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 16.

How do I check a UBS Financial Services Inc. advisor in Indian Wells?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.