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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Indian Wells, CA

Every SEC-registered investment adviser representative at a firm office in Indian Wells, with the firms that employ the most of them.

52 registered advisors work in Indian Wells; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (16). 3 list the CFP designation and 45 are also registered broker representatives.

Firms with the most advisors in Indian Wells

FirmAdvisors in Indian Wells
Merrill Lynch, Pierce, Fenner & Smith Incorporated news16
Charles Schwab & Co., Inc. news9
UBS Financial Services Inc. news7
Dst Wealth Management LLC4
LPL Financial LLC news4
Maclean Capital Advisors, LLC3
West Wealth Group, LLC3
M Premier Partners2
Edward Jones news1
Pure Financial Advisors, LLC1
Raymond James & Associates, Inc. news1
Raymond James Financial Services Advisors, Inc. news1

Advisors in Indian Wells, A to Z

CFP advisors in Indian Wells →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Indian Wells, CA?

52 investment adviser representatives are registered at firm offices in Indian Wells, California, according to the SEC's Investment Adviser Public Disclosure records. 45 of them are also registered as broker representatives, and 3 list the CFP designation.

Which firm has the most financial advisors in Indian Wells?

Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 16 registered advisors in Indian Wells, followed by Charles Schwab & Co., Inc. with 9.

How do I check a financial advisor in Indian Wells?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.