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Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Indian Wells, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Indian Wells, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Indian Wells, out of 21,098 at the firm nationwide; it ranks number 4 in the city by advisors. 1 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Indian Wells, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 742Fort Mill, SC 417Houston, TX 128Austin, TX 117Scottsdale, AZ 109Charlotte, NC 107Chicago, IL 104Las Vegas, NV 96Tampa, FL 87Fresno, CA 80Honolulu, HI 76San Antonio, TX 75Seattle, WA 74Dallas, TX 73Atlanta, GA 67

Other firms in Indian Wells

All Indian Wells advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 16Charles Schwab & Co., Inc. 9UBS Financial Services Inc. 7Dst Wealth Management LLC 3Maclean Capital Advisors, LLC 3

Questions

How many financial advisors does LPL Financial LLC have in Indian Wells?

4 investment adviser representatives are registered at LPL Financial LLC offices in Indian Wells, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,098 nationwide. 1 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Indian Wells?

LPL Financial LLC ranks number 4 in Indian Wells by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 16.

How do I check a LPL Financial LLC advisor in Indian Wells?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.