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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Encino, CA

Every SEC-registered investment adviser representative at a firm office in Encino, with the firms that employ the most of them.

The short answer

176 registered advisors work in Encino; the most are at Wells Fargo Clearing Services, LLC (27). 20 list the CFP designation and 133 are also registered broker representatives.

Firms with the most advisors in Encino

FirmAdvisors in Encino
Wells Fargo Clearing Services, LLC news27
Merrill Lynch, Pierce, Fenner & Smith Incorporated news22
Charles Schwab & Co., Inc. news13
LPL Financial LLC news13
J.P. Morgan Securities LLC news8
Navalign, LLC8
D.A. Davidson & Co.6
Kestra Advisory Services, LLC news6
Raymond James Financial Services Advisors, Inc. news6
Golden State Wealth Management, LLC4
Osaic Wealth, Inc. news4
Innovative Wealth Advisors LLC3
Marest Capital, LLC3
Willner & Heller LLC3
Cetera Investment Advisers LLC news2
Goodstein Wealth Management LLC2
Heyman Wealth Management, LLC2
Lpm Advisors, LLC2
MML Investors Services, LLC2
Mercer Global Advisors Inc.2
Nwf Advisory Services Inc.2
S&F Investment Advisors2
State Farm Investment Management Corp.2
UBS Financial Services Inc. news2
Afc Wealth Management1

Advisors in Encino, A to Z

CFP advisors in Encino →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Encino, CA?

176 investment adviser representatives are registered at firm offices in Encino, California, according to the SEC's Investment Adviser Public Disclosure records. 133 of them are also registered as broker representatives, and 20 list the CFP designation.

Which firm has the most financial advisors in Encino?

Wells Fargo Clearing Services, LLC, with 27 registered advisors in Encino, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 22.

How do I check a financial advisor in Encino?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.