Financial ADVSR advisor directory · SEC adviser records
Charles Schwab & Co., Inc. financial advisors in Encino, CA
Every SEC-registered investment adviser representative at a Charles Schwab & Co., Inc. office in Encino, A to Z.
The short answer
13 registered advisors work at Charles Schwab & Co., Inc. in Encino, out of 5,937 at the firm nationwide; it ranks number 3 in the city by advisors. 2 list the CFP designation and 13 are also registered broker representatives.
Charles Schwab & Co., Inc. advisors in Encino, A to Z
Every Charles Schwab & Co., Inc. advisor →- Jesus AndradeAlso a broker rep
- Steven J. BristolCertified Financial Planner · Also a broker rep
- Eric ByunAlso a broker rep
- Sean HetheringtonAlso a broker rep
- Matthew G. JohnsonAlso a broker rep
- Joseph Y. KimAlso a broker rep
- Eric S. KozmanAlso a broker rep
- Pablo A. LozanoAlso a broker rep
- George MuenchAlso a broker rep
- Donna J. NiemannAlso a broker rep
- Aline J. Padberg-RosenAlso a broker rep
- Michael A. PosnerAlso a broker rep
- Ana TeperCertified Financial Planner, Chartered Financial Analyst · Also a broker rep
Charles Schwab & Co., Inc. advisors in every city and state →Charles Schwab & Co., Inc.: assets, clients and custodians →Schwab news and advisor moves →Advisor Moves: who changed firms this week →
Charles Schwab & Co., Inc. advisors in other cities
Westlake, TX 780Lone Tree, CO 469Phoenix, AZ 424Orlando, FL 214Omaha, NE 209Austin, TX 203Indianapolis, IN 158New York City, NY 92Chicago, IL 86San Francisco, CA 70Richfield, OH 68St Louis, MO 59Scottsdale, AZ 43San Diego, CA 41Los Angeles, CA 40
Other firms in Encino
All Encino advisors →Wells Fargo Clearing Services, LLC 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 22LPL Financial LLC 13J.P. Morgan Securities LLC 8Navalign, LLC 8D.A. Davidson & Co. 6Kestra Advisory Services, LLC 6Raymond James Financial Services Advisors, Inc. 6Golden State Wealth Management, LLC 4Osaic Wealth, Inc. 4Innovative Wealth Advisors LLC 3Marest Capital, LLC 3
Questions
How many financial advisors does Charles Schwab & Co., Inc. have in Encino?
13 investment adviser representatives are registered at Charles Schwab & Co., Inc. offices in Encino, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,937 nationwide. 2 list the CFP designation and 13 are also registered as broker representatives.
Is Charles Schwab & Co., Inc. one of the largest advisor employers in Encino?
Charles Schwab & Co., Inc. ranks number 3 in Encino by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 27.
How do I check a Charles Schwab & Co., Inc. advisor in Encino?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Charles Schwab & Co., Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.