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Financial ADVSR advisor directory · SEC adviser records

Golden State Wealth Management, LLC financial advisors in Encino, CA

Every SEC-registered investment adviser representative at a Golden State Wealth Management, LLC office in Encino, A to Z.

The short answer

3 registered advisors work at Golden State Wealth Management, LLC in Encino, out of 45 at the firm nationwide; it ranks number 10 in the city by advisors. 0 list the CFP designation and 3 are also registered broker representatives.

Golden State Wealth Management, LLC advisors in Encino, A to Z

Every Golden State Wealth Management, LLC advisor →

Golden State Wealth Management, LLC advisors in every city and state →Golden State Wealth Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Golden State Wealth Management, LLC advisors in other cities

Powell, WY 23Carlsbad, CA 3Santa Maria, CA 2Westlake Village, CA 2Bigfork, MT 1Dixon, CA 1Encinitas, CA 1Fort Bragg, CA 1Grand Junction, CO 1Pasadena, CA 1Poway, CA 1Riverside, CA 1San Diego, CA 1Santa Monica, CA 1Torrance, CA 1

Other firms in Encino

All Encino advisors →

Wells Fargo Clearing Services, LLC 27Merrill Lynch, Pierce, Fenner & Smith Incorporated 22Charles Schwab & Co., Inc. 13LPL Financial LLC 13J.P. Morgan Securities LLC 8Navalign, LLC 8D.A. Davidson & Co. 6Kestra Advisory Services, LLC 6Raymond James Financial Services Advisors, Inc. 6Osaic Wealth, Inc. 4Innovative Wealth Advisors LLC 3Marest Capital, LLC 3

Questions

How many financial advisors does Golden State Wealth Management, LLC have in Encino?

3 investment adviser representatives are registered at Golden State Wealth Management, LLC offices in Encino, California, according to the SEC's Investment Adviser Public Disclosure records, out of 45 nationwide. 0 list the CFP designation and 3 are also registered as broker representatives.

Is Golden State Wealth Management, LLC one of the largest advisor employers in Encino?

Golden State Wealth Management, LLC ranks number 10 in Encino by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 27.

How do I check a Golden State Wealth Management, LLC advisor in Encino?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Golden State Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.