Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
4K Social Security Database Cleanup Corrects 50 Million RecordsRB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam Priorities

Financial ADVSR advisor directory · SEC adviser records

Golden State Wealth Management, LLC financial advisors in Carlsbad, CA

Every SEC-registered investment adviser representative at a Golden State Wealth Management, LLC office in Carlsbad, A to Z.

The short answer

3 registered advisors work at Golden State Wealth Management, LLC in Carlsbad, out of 45 at the firm nationwide; it ranks number 30 in the city by advisors. 1 list the CFP designation and 3 are also registered broker representatives.

Golden State Wealth Management, LLC advisors in Carlsbad, A to Z

Every Golden State Wealth Management, LLC advisor →

Golden State Wealth Management, LLC advisors in every city and state →Golden State Wealth Management, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Golden State Wealth Management, LLC advisors in other cities

Powell, WY 23Encino, CA 3Santa Maria, CA 2Westlake Village, CA 2Bigfork, MT 1Dixon, CA 1Encinitas, CA 1Fort Bragg, CA 1Grand Junction, CO 1Pasadena, CA 1Poway, CA 1Riverside, CA 1San Diego, CA 1Santa Monica, CA 1Torrance, CA 1

Other firms in Carlsbad

All Carlsbad advisors →

Morgan Stanley 46LPL Financial LLC 36Axxcess Wealth Management, LLC 18Merrill Lynch, Pierce, Fenner & Smith Incorporated 18Stifel, Nicolaus & Company, Incorporated 17Osaic Wealth, Inc. 16Wells Fargo Clearing Services, LLC 16Charles Schwab & Co., Inc. 12Intelligence Driven Advisers, LLC 12Edward Jones 10J.P. Morgan Securities LLC 10Ameriprise Financial Services, LLC 9

Questions

How many financial advisors does Golden State Wealth Management, LLC have in Carlsbad?

3 investment adviser representatives are registered at Golden State Wealth Management, LLC offices in Carlsbad, California, according to the SEC's Investment Adviser Public Disclosure records, out of 45 nationwide. 1 list the CFP designation and 3 are also registered as broker representatives.

Is Golden State Wealth Management, LLC one of the largest advisor employers in Carlsbad?

Golden State Wealth Management, LLC ranks number 30 in Carlsbad by registered advisors; Morgan Stanley has the most, with 46.

How do I check a Golden State Wealth Management, LLC advisor in Carlsbad?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Golden State Wealth Management, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.