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Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Riverside, CA

Every SEC-registered investment adviser representative at a firm office in Riverside, with the firms that employ the most of them.

The short answer

199 registered advisors work in Riverside; the most are at Pfs Investments Inc. (27). 19 list the CFP designation and 181 are also registered broker representatives.

Firms with the most advisors in Riverside

FirmAdvisors in Riverside
Pfs Investments Inc.27
Merrill Lynch, Pierce, Fenner & Smith Incorporated news25
LPL Financial LLC news19
Ameriprise Financial Services, LLC news15
Valic Financial Advisors, Inc.12
Morgan Stanley news9
UBS Financial Services Inc. news9
Wells Fargo Clearing Services, LLC news9
Cetera Investment Advisers LLC news6
Eagle Strategies LLC6
State Farm Investment Management Corp.6
Tricord Advisors, Inc.6
Edward Jones news5
J.P. Morgan Securities LLC news5
Transamerica Financial Advisors, LLC5
Raymond James Financial Services Advisors, Inc. news3
Strategic Advisers LLC3
Cambridge Investment Research Advisors, Inc. news2
Centaurus Financial, Inc.2
Citigroup Global Markets Inc. news2
Osaic Wealth, Inc. news2
PNC Wealth Management LLC2
Ark Wealth Advisors, LLC1
Beacon Pointe Advisors, LLC news1
C Financial And Tax Associates1

Advisors in Riverside, A to Z

CFP advisors in Riverside →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Riverside, CA?

199 investment adviser representatives are registered at firm offices in Riverside, California, according to the SEC's Investment Adviser Public Disclosure records. 181 of them are also registered as broker representatives, and 19 list the CFP designation.

Which firm has the most financial advisors in Riverside?

Pfs Investments Inc., with 27 registered advisors in Riverside, followed by Merrill Lynch, Pierce, Fenner & Smith Incorporated with 25.

How do I check a financial advisor in Riverside?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.