Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Encino, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Encino, A to Z.
The short answer
12 registered advisors work at LPL Financial LLC in Encino, out of 21,094 at the firm nationwide; it ranks number 4 in the city by advisors. 3 list the CFP designation and 12 are also registered broker representatives.
LPL Financial LLC advisors in Encino, A to Z
Every LPL Financial LLC advisor →- John R. BauerCertified Financial Planner · Also a broker rep
- John A. DelucaAlso a broker rep
- Brad KalasAlso a broker rep
- Jenna M. KaplanAlso a broker rep
- Robert B. KaplanAlso a broker rep
- Kirk A. LombardCertified Financial Planner · Also a broker rep
- Scott R. MichalekAlso a broker rep
- Carolrose A. SchlesingerAlso a broker rep
- Andrej SitasAlso a broker rep
- Breanne N. SmithAlso a broker rep
- Ethan A. SteinCertified Financial Planner · Also a broker rep
- Parisa Taheri TafreshiAlso a broker rep
LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →
LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Encino
All Encino advisors →Wells Fargo Clearing Services, LLC 28Merrill Lynch, Pierce, Fenner & Smith Incorporated 24Charles Schwab & Co., Inc. 15Kestra Advisory Services, LLC 8J.P. Morgan Securities LLC 7Navalign, LLC 7D.A. Davidson & Co. 6Raymond James Financial Services Advisors, Inc. 6Mercer Global Advisors Inc. 4Osaic Wealth, Inc. 4Golden State Wealth Management, LLC 3Innovative Wealth Advisors LLC 3
Questions
How many financial advisors does LPL Financial LLC have in Encino?
12 investment adviser representatives are registered at LPL Financial LLC offices in Encino, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 3 list the CFP designation and 12 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Encino?
LPL Financial LLC ranks number 4 in Encino by registered advisors; Wells Fargo Clearing Services, LLC has the most, with 28.
How do I check a LPL Financial LLC advisor in Encino?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.