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Compliance Officer/operations Manager · S&f Investment Advisors

Amy Marshall

CRD 6164288 · Named on Form ADV at one SEC-registered adviser

At a glance

S&f Investment Advisors, an SEC-registered asset manager based in Encino, CA with $106 million in regulatory assets, lists Amy Marshall on its Form ADV as Compliance Officer/operations Manager, a control person.

Firms and roles

  • S&f Investment AdvisorsCompliance Officer/operations ManagerAsset manager · Encino, CA · $106M in regulatory assets

AtlasMembers

Amy’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Amy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.