Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Financial advisors in Orange, CA

Every SEC-registered investment adviser representative at a firm office in Orange, with the firms that employ the most of them.

The short answer

179 registered advisors work in Orange; the most are at LPL Financial LLC (27). 32 list the CFP designation and 152 are also registered broker representatives.

Firms with the most advisors in Orange

FirmAdvisors in Orange
LPL Financial LLC news27
B.B. Graham & Company, Inc.18
Transamerica Financial Advisors, LLC16
LPL Enterprise, LLC news11
Cetera Investment Advisers LLC news8
Secura Financial8
Edward Jones news7
Nwf Advisory Services Inc.7
J.P. Morgan Securities LLC news5
Merrill Lynch, Pierce, Fenner & Smith Incorporated news4
Osaic Wealth, Inc. news4
Strategic Advisers LLC4
Guardian Financial Partners, LLC3
Kovack Advisors, Inc.3
Raymond James & Associates, Inc. news3
State Farm Investment Management Corp.3
U.S. Bancorp Advisors, LLC3
Wells Fargo Advisors Financial Network, LLC news3
Balancing Life Financial Planning2
Centaurus Financial, Inc.2
Commonwealth Financial Network news2
Eagle Strategies LLC2
Orange Capital Management, Inc.2
Park Avenue Securities LLC2
Tabr Capital Management, LLC2

Advisors in Orange, A to Z

CFP advisors in Orange →

Other cities in California

All of California →

San Diego 3,490San Francisco 3,219Los Angeles 3,218Newport Beach 1,783Irvine 1,659Pasadena 1,109Walnut Creek 1,049San Jose 897Beverly Hills 656Roseville 611Westlake Village 597Sacramento 588Palo Alto 500Torrance 471La Jolla 463Carlsbad 429Menlo Park 428Santa Barbara 422El Segundo 421Fresno 413San Rafael 394San Mateo 354Woodland Hills 343Long Beach 335

Questions

How many financial advisors are in Orange, CA?

179 investment adviser representatives are registered at firm offices in Orange, California, according to the SEC's Investment Adviser Public Disclosure records. 152 of them are also registered as broker representatives, and 32 list the CFP designation.

Which firm has the most financial advisors in Orange?

LPL Financial LLC, with 27 registered advisors in Orange, followed by B.B. Graham & Company, Inc. with 18.

How do I check a financial advisor in Orange?

Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.