Chief Compliance Officer & Managing Member · Guardian Financial Partners, LLC
Hung P. Nguyen
CRD 2857985 · Named on Form ADV at one SEC-registered adviser
At a glance
Guardian Financial Partners, LLC, an SEC-registered asset manager based in Orange, CA with $912 million in regulatory assets, lists Hung P. Nguyen on its Form ADV as Chief Compliance Officer & Managing Member, a control person.
Firms and roles
- Guardian Financial Partners, LLCChief Compliance Officer & Managing MemberAsset manager · Orange, CA · $912M in regulatory assets
AtlasMembers
Hung’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Casey S. BartelsManaging Member, Guardian Financial Partners, LLC
- Patrick C. GuinetManaging Member, Guardian Financial Partners, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Hung’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.