Financial ADVSR advisor directory · SEC adviser records
UBS Financial Services Inc. financial advisors in Palo Alto, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Palo Alto, A to Z.
The short answer
32 registered advisors work at UBS Financial Services Inc. in Palo Alto, out of 8,476 at the firm nationwide; it ranks number 5 in the city by advisors. 0 list the CFP designation and 32 are also registered broker representatives.
UBS Financial Services Inc. advisors in Palo Alto, A to Z
Every UBS Financial Services Inc. advisor →- Thomas D. AndersonAlso a broker rep
- Vincent D. AndrighettoAlso a broker rep
- Dawn M. AquilinaAlso a broker rep
- Frederick L. Behling IIIAlso a broker rep
- Brendan M. CarlyleAlso a broker rep
- Shirley ChenAlso a broker rep
- Connie H. ChengAlso a broker rep
- Victoria I. Da ConceicaoAlso a broker rep
- Colleen L. EricksonAlso a broker rep
- Deidra GeraghtyAlso a broker rep
- Sonny H. GulatiAlso a broker rep
- Simon S. HallAlso a broker rep
- Joshua G. InaharaAlso a broker rep
- Marcus C. JonesAlso a broker rep
- Sharon S. JuangAlso a broker rep
- Andrew T. LeAlso a broker rep
- Michael G. MatthewsAlso a broker rep
- Donald J. MazzaAlso a broker rep
- Laure R. MendozaAlso a broker rep
- Radha M. NarayanAlso a broker rep
- Amy N. OliverAlso a broker rep
- Ellice J. PappAlso a broker rep
- Ariana ParkerAlso a broker rep
- Quoc H. PhamAlso a broker rep
- Kathleen M. M. SnodgrassAlso a broker rep
- Leonard P. SunAlso a broker rep
- Victor K. TanAlso a broker rep
- Larry D. ThomasAlso a broker rep
- Gavan WangAlso a broker rep
- Imelda L. YangAlso a broker rep
- Magdalen YumAlso a broker rep
- Robin ZhaoAlso a broker rep
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UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Palo Alto
All Palo Alto advisors →Morgan Stanley 140Merrill Lynch, Pierce, Fenner & Smith Incorporated 83Wells Fargo Clearing Services, LLC 62J.P. Morgan Securities LLC 46Strategic Advisers LLC 27Wealthfront Advisers LLC 24Sand Hill Global Advisors, LLC 15Citigroup Global Markets Inc. 7Rebalance LLC 7Focus Partners Wealth, LLC 5LPL Financial LLC 4Oceaniq Capital, LLC 4
Questions
How many financial advisors does UBS Financial Services Inc. have in Palo Alto?
32 investment adviser representatives are registered at UBS Financial Services Inc. offices in Palo Alto, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 32 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Palo Alto?
UBS Financial Services Inc. ranks number 5 in Palo Alto by registered advisors; Morgan Stanley has the most, with 140.
How do I check a UBS Financial Services Inc. advisor in Palo Alto?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.