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Financial ADVSR advisor directory · SEC adviser records

Oceaniq Capital, LLC financial advisors in Palo Alto, CA

Every SEC-registered investment adviser representative at a Oceaniq Capital, LLC office in Palo Alto, A to Z.

The short answer

4 registered advisors work at Oceaniq Capital, LLC in Palo Alto, out of 4 at the firm nationwide; it ranks number 14 in the city by advisors. 0 list the CFP designation and 0 are also registered broker representatives.

Oceaniq Capital, LLC advisors in Palo Alto, A to Z

Every Oceaniq Capital, LLC advisor →

Oceaniq Capital, LLC advisors in every city and state →Oceaniq Capital, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Other firms in Palo Alto

All Palo Alto advisors →

Morgan Stanley 143Merrill Lynch, Pierce, Fenner & Smith Incorporated 84Wells Fargo Clearing Services, LLC 65J.P. Morgan Securities LLC 44UBS Financial Services Inc. 34Wealthfront Advisers LLC 24Strategic Advisers LLC 23Sand Hill Global Advisors, LLC 15Citigroup Global Markets Inc. 11Rebalance LLC 7Focus Partners Wealth, LLC 5Rockefeller Financial LLC 5

Questions

How many financial advisors does Oceaniq Capital, LLC have in Palo Alto?

4 investment adviser representatives are registered at Oceaniq Capital, LLC offices in Palo Alto, California, according to the SEC's Investment Adviser Public Disclosure records, out of 4 nationwide. 0 list the CFP designation and 0 are also registered as broker representatives.

Is Oceaniq Capital, LLC one of the largest advisor employers in Palo Alto?

Oceaniq Capital, LLC ranks number 14 in Palo Alto by registered advisors; Morgan Stanley has the most, with 143.

How do I check a Oceaniq Capital, LLC advisor in Palo Alto?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Oceaniq Capital, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.