Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

LPL Financial LLC financial advisors in Palo Alto, CA

Every SEC-registered investment adviser representative at a LPL Financial LLC office in Palo Alto, A to Z.

The short answer

4 registered advisors work at LPL Financial LLC in Palo Alto, out of 21,094 at the firm nationwide; it ranks number 12 in the city by advisors. 0 list the CFP designation and 4 are also registered broker representatives.

LPL Financial LLC advisors in Palo Alto, A to Z

Every LPL Financial LLC advisor →

LPL Financial LLC advisors in every city and state →LPL Financial LLC: assets, clients and custodians →LPL Financial news and advisor moves →LPL Financial LLC payout grid vs. other firms →Advisor Moves: who changed firms this week →

LPL Financial LLC advisors in other cities

San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70

Other firms in Palo Alto

All Palo Alto advisors →

Morgan Stanley 140Merrill Lynch, Pierce, Fenner & Smith Incorporated 83Wells Fargo Clearing Services, LLC 62J.P. Morgan Securities LLC 46UBS Financial Services Inc. 32Strategic Advisers LLC 27Wealthfront Advisers LLC 24Sand Hill Global Advisors, LLC 15Citigroup Global Markets Inc. 7Rebalance LLC 7Focus Partners Wealth, LLC 5Oceaniq Capital, LLC 4

Questions

How many financial advisors does LPL Financial LLC have in Palo Alto?

4 investment adviser representatives are registered at LPL Financial LLC offices in Palo Alto, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 0 list the CFP designation and 4 are also registered as broker representatives.

Is LPL Financial LLC one of the largest advisor employers in Palo Alto?

LPL Financial LLC ranks number 12 in Palo Alto by registered advisors; Morgan Stanley has the most, with 140.

How do I check a LPL Financial LLC advisor in Palo Alto?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.