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UBS Financial Services Inc. financial advisors in Brea, CA
Every SEC-registered investment adviser representative at a UBS Financial Services Inc. office in Brea, A to Z.
The short answer
18 registered advisors work at UBS Financial Services Inc. in Brea, out of 8,476 at the firm nationwide; it ranks number 4 in the city by advisors. 0 list the CFP designation and 18 are also registered broker representatives.
UBS Financial Services Inc. advisors in Brea, A to Z
Every UBS Financial Services Inc. advisor →- Livmillie J. AriasAlso a broker rep
- John J. CowleyAlso a broker rep
- Rodney L. EngelAlso a broker rep
- Shawna J. GwinAlso a broker rep
- Jennifer HoAlso a broker rep
- Tzu Jung HuangAlso a broker rep
- Benjamin J. LingAlso a broker rep
- Evan F. LingAlso a broker rep
- Felix T. LingAlso a broker rep
- Amy MeiAlso a broker rep
- Lisa L. MillerAlso a broker rep
- Hsin-Yen S. NeilonAlso a broker rep
- Nathaniel P. NesbittAlso a broker rep
- Robert A. RumishekAlso a broker rep
- Alexander P. VeltoAlso a broker rep
- Oreste A. VolkertAlso a broker rep
- Timothy M. WuAlso a broker rep
- Hsiu Hsin Wu YaoAlso a broker rep
UBS Financial Services Inc. advisors in every city and state →UBS Financial Services Inc.: assets, clients and custodians →UBS news and advisor moves →UBS Financial Services Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
UBS Financial Services Inc. advisors in other cities
New York, NY 953Weehawken, NJ 598San Francisco, CA 209Cincinnati, OH 195Houston, TX 187Chicago, IL 183Boston, MA 174Charlotte, NC 144Atlanta, GA 139Dallas, TX 137Los Angeles, CA 137Miami, FL 130Coral Gables, FL 126Denver, CO 121San Diego, CA 121
Other firms in Brea
All Brea advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 48Morgan Stanley 38Strategic Advisers LLC 23Charles Schwab & Co., Inc. 13LPL Financial LLC 13Wells Fargo Clearing Services, LLC 10Transamerica Financial Advisors, LLC 9Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 6J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5Investlinc Wealth Services 4
Questions
How many financial advisors does UBS Financial Services Inc. have in Brea?
18 investment adviser representatives are registered at UBS Financial Services Inc. offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 8,476 nationwide. 0 list the CFP designation and 18 are also registered as broker representatives.
Is UBS Financial Services Inc. one of the largest advisor employers in Brea?
UBS Financial Services Inc. ranks number 4 in Brea by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 48.
How do I check a UBS Financial Services Inc. advisor in Brea?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the UBS Financial Services Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.