Financial ADVSR advisor directory · SEC adviser records
LPL Financial LLC financial advisors in Brea, CA
Every SEC-registered investment adviser representative at a LPL Financial LLC office in Brea, A to Z.
The short answer
14 registered advisors work at LPL Financial LLC in Brea, out of 21,094 at the firm nationwide; it ranks number 6 in the city by advisors. 4 list the CFP designation and 13 are also registered broker representatives.
LPL Financial LLC advisors in Brea, A to Z
Every LPL Financial LLC advisor →- Freddie L. BrownCertified Financial Planner · Also a broker rep
- Diana H. ChanAlso a broker rep
- Kurt ChenAlso a broker rep
- Jenny J. ChoeAlso a broker rep
- Pengnian ChuCertified Financial Planner · Also a broker rep
- Daniel J. ChungAlso a broker rep
- Daniel J. DuffyInvestment adviser rep
- Vartan GrigoryanAlso a broker rep
- Cindy A. HavenhillCertified Financial Planner · Also a broker rep
- Kimberly A. JasoAlso a broker rep
- Dingjian S. LiAlso a broker rep
- Nick A. MilazzoCertified Financial Planner · Also a broker rep
- Douglas E. NormanAlso a broker rep
- Worawit J. TongprajiadAlso a broker rep
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LPL Financial LLC advisors in other cities
San Diego, CA 743Fort Mill, SC 408Houston, TX 130Charlotte, NC 114Austin, TX 112Scottsdale, AZ 109Chicago, IL 100Las Vegas, NV 89Tampa, FL 89Seattle, WA 80Fresno, CA 79Honolulu, HI 77San Antonio, TX 77Dallas, TX 76Atlanta, GA 70
Other firms in Brea
All Brea advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 48Morgan Stanley 38Strategic Advisers LLC 23UBS Financial Services Inc. 18Charles Schwab & Co., Inc. 13Wells Fargo Clearing Services, LLC 10Transamerica Financial Advisors, LLC 9Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 6J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5Investlinc Wealth Services 4
Questions
How many financial advisors does LPL Financial LLC have in Brea?
14 investment adviser representatives are registered at LPL Financial LLC offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 21,094 nationwide. 4 list the CFP designation and 13 are also registered as broker representatives.
Is LPL Financial LLC one of the largest advisor employers in Brea?
LPL Financial LLC ranks number 6 in Brea by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 48.
How do I check a LPL Financial LLC advisor in Brea?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the LPL Financial LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.