Financial ADVSR advisor directory · SEC adviser records
Raymond James Financial Services Advisors, Inc. financial advisors in Brea, CA
Every SEC-registered investment adviser representative at a Raymond James Financial Services Advisors, Inc. office in Brea, A to Z.
The short answer
6 registered advisors work at Raymond James Financial Services Advisors, Inc. in Brea, out of 5,977 at the firm nationwide; it ranks number 10 in the city by advisors. 1 list the CFP designation and 6 are also registered broker representatives.
Raymond James Financial Services Advisors, Inc. advisors in Brea, A to Z
Every Raymond James Financial Services Advisors, Inc. advisor →- Jamie M. BrownAlso a broker rep
- Sunita G. FoleyAlso a broker rep
- David S. PennAlso a broker rep
- Stephen M. PincinAlso a broker rep
- Gabriela RubioCertified Financial Planner · Also a broker rep
- Carrie B. ValerioAlso a broker rep
Raymond James Financial Services Advisors, Inc. advisors in every city and state →Raymond James Financial Services Advisors, Inc.: assets, clients and custodians →Raymond James news and advisor moves →Raymond James Financial Services Advisors, Inc. payout grid vs. other firms →Advisor Moves: who changed firms this week →
Raymond James Financial Services Advisors, Inc. advisors in other cities
Saint Petersburg, FL 154St. Petersburg, FL 56Nashville, TN 46Orlando, FL 41Dallas, TX 38Colorado Springs, CO 33Atlanta, GA 32Honolulu, HI 31Charlotte, NC 30Phoenix, AZ 29St Petersburg, FL 28Clearwater, FL 27Tampa, FL 27Virginia Beach, VA 26Bellevue, WA 25
Other firms in Brea
All Brea advisors →Merrill Lynch, Pierce, Fenner & Smith Incorporated 48Morgan Stanley 38Strategic Advisers LLC 23UBS Financial Services Inc. 18Charles Schwab & Co., Inc. 13LPL Financial LLC 13Wells Fargo Clearing Services, LLC 10Transamerica Financial Advisors, LLC 9Cetera Investment Advisers LLC 6J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5Investlinc Wealth Services 4
Questions
How many financial advisors does Raymond James Financial Services Advisors, Inc. have in Brea?
6 investment adviser representatives are registered at Raymond James Financial Services Advisors, Inc. offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 5,977 nationwide. 1 list the CFP designation and 6 are also registered as broker representatives.
Is Raymond James Financial Services Advisors, Inc. one of the largest advisor employers in Brea?
Raymond James Financial Services Advisors, Inc. ranks number 10 in Brea by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 48.
How do I check a Raymond James Financial Services Advisors, Inc. advisor in Brea?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Raymond James Financial Services Advisors, Inc. office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.