Financial ADVSR advisor directory · SEC adviser records
Financial advisors in Brea, CA
Every SEC-registered investment adviser representative at a firm office in Brea, with the firms that employ the most of them.
257 registered advisors work in Brea; the most are at Merrill Lynch, Pierce, Fenner & Smith Incorporated (48). 0 list the CFP designation and 229 are also registered broker representatives.
Firms with the most advisors in Brea
Advisors in Brea, A to Z
Search all of California →- Jean-Paul S. AfifMorgan Stanley
- Thomas AgunaMorgan Stanley
- Nicolas AlamilloStrategic Advisers LLC
- Richard A. AlexanderPure Financial Advisors, LLC · Certified Financial Planner
- Paul G. AndersonMorgan Stanley
- Matthew R. Andre-BurnsThrivent Investment Management Inc.
- Livmillie J. AriasUBS Financial Services Inc.
- Richard D. ArmentoOsaic Wealth, Inc.
- Santiago Arreola MarcialMerrill Lynch, Pierce, Fenner & Smith Incorporated
- George T. AvilaOsaic Institutions, Inc.
- George Ayala Jr.Sackett Wealth Advisors, Inc.
- Colin T. BabbMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Eric W. BeattyWells Fargo Clearing Services, LLC
- Angelica BetancourtTransamerica Financial Advisors, LLC
- Sarah C. BevinsMoney Concepts Capital Corp.
- Pierre BiscaichipyMorgan Stanley
- Leyton D. BohrenLifeworks Advisors, LLC
- Phillip G. BraceyCetera Investment Advisers LLC · Certified Financial Planner
- Sean P. BraceyCetera Investment Advisers LLC · Chartered Financial Consultant
- Raz BrachaThe Ameriflex Group · Certified Financial Planner
- Freddie L. BrownLPL Financial LLC · Certified Financial Planner
- Jamie M. BrownRaymond James Financial Services Advisors, Inc.
- Robert D. BruechertMML Investors Services, LLC · Chartered Financial Consultant
- Meileh C. BurnsTransamerica Financial Advisors, LLC
- Jose E. CarrilloMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Victoria CataneseStrategic Advisers LLC
- Cornel CatrinaStrategic Advisers LLC
- Esha S. ChandraStrategic Advisers LLC
- David ChapmanDfs Capital Management · Certified Financial Planner
- Ileana L. ChavezMorgan Stanley
- Alexander ChenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jenning C. ChenAmeritas Advisory Services, LLC
- Kurt ChenLPL Financial LLC
- Qianlin ChenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sharon ChenMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Debbie Chien-CabudolMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Betty ChinPerennial Financial Services
- Edward ChoStrategic Advisers LLC
- Jenny J. ChoeLPL Financial LLC
- David Y. ChongOaktree Wealth Group Inc. · Certified Financial Planner, Chartered Financial Analyst
- Kathleen L. ChouLifeworks Advisors, LLC
- Danova G. ChowOsaic Institutions, Inc.
- Pengnian ChuLPL Financial LLC · Certified Financial Planner
- Daniel J. ChungLPL Financial LLC
- Susan H. ChungEquitable Advisors, LLC
- Lindsey I. ClarkMerrill Lynch, Pierce, Fenner & Smith Incorporated
- West A. CohanInvestlinc Wealth Services · Certified Financial Planner
- Matthew A. ConstancioJ.P. Morgan Securities LLC · Chartered Financial Analyst
- Joanna CorreaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- John J. CowleyUBS Financial Services Inc.
- Kimberly A. CraneMorgan Stanley · Certified Financial Planner
- Christian F. CruzMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mindy L. CutlerMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Vincent J. DaigneaultMorgan Stanley
- Hai DaoStrategic Advisers LLC
- John R. DauphinMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Tirso De AndaEdward Jones
- Jeannette M. DobbynWells Fargo Clearing Services, LLC · Certified Financial Planner
- Benjamin DominguezWells Fargo Clearing Services, LLC
- Louis T. DongJ.P. Morgan Securities LLC
- Daniel J. DuffyLPL Financial LLC
- Patrick F. DuignanMoney Concepts Capital Corp.
- Nolan P. DunnCharles Schwab & Co., Inc.
- Aleksandr R. DyoSmart Portfolio
- Garrett T. EarlsCharles Schwab & Co., Inc.
- Douglas E. EatonMorgan Stanley
- Anali EliasStrategic Advisers LLC
- Rick R. EmmettInvestlinc Wealth Services
- Rodney L. EngelUBS Financial Services Inc.
- Kyle F. ErgasMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jodi L. EstradaMorgan Stanley
- Kevin S. EtterOsaic Wealth, Inc.
- Richard G. Felling Jr.Equitable Advisors, LLC
- Tamara L. Fischer-LarsonMorgan Stanley
- Sunita G. FoleyRaymond James Financial Services Advisors, Inc.
- Vicente FunesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Erick E. GablerMorgan Stanley
- Robert GablerMorgan Stanley
- Thomas J. GablerMorgan Stanley
- Camille J. GaffneyMorgan Stanley
- Brent R. GageMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sandy A. GageMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Luca GandolfiStrategic Advisers LLC
- Mark A. GarciaCharles Schwab & Co., Inc.
- Yvette J. GarciaWells Fargo Advisors Financial Network, LLC
- Joseph GarzaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Frank C. GolightlyStrategic Advisers LLC
- Marcus GonzalezPure Financial Advisors, LLC · Certified Financial Planner
- Kevin P. GoodmanStrategic Advisers LLC
- Erin N. GoodrichMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jeremiah J. GrammCetera Investment Advisers LLC
- Vartan GrigoryanLPL Financial LLC
- Diane M. GutierrezStrategic Advisers LLC
- Shawna J. GwinUBS Financial Services Inc.
- Gary J. HallCharles Schwab & Co., Inc.
- Dawson J. HalvorsonEagle Strategies LLC
- Kevin H. HanOsaic Wealth, Inc.
- Anthony J. HarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bryson M. HarnettMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Cindy A. HavenhillLPL Financial LLC · Certified Financial Planner
- Virginia E. HavensMinistry Partners Securities, LLC
- Blake V. HiltsMorgan Stanley
- Derrick O. HiltsMorgan Stanley
- Jennifer HoUBS Financial Services Inc.
- Wendy Ho HungMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Patrick J. HolmquistMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christina E. HospedalesKestra Private Wealth Services, LLC
- Paul J. HsuCharles Schwab & Co., Inc.
- Cyndie HuangMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Tzu Jung HuangUBS Financial Services Inc.
- Andrew G. HuertaStrategic Advisers LLC · Certified Financial Planner
- Jin K. HymersTransamerica Financial Advisors, LLC
- Kenneth D. IbbetsonWells Fargo Clearing Services, LLC
- Chuck M. IvesMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Mohammad JabbariMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Barrett P. JacksonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Kimberly A. JasoLPL Financial LLC
- Victor M. Jasso FrancoMorgan Stanley
- Connie H. JensenTransamerica Financial Advisors, LLC
- Jason H. JinGwn Securities Inc.
- Derek JohnsonMorgan Stanley
- Sean M. KangMorgan Stanley
- Sandra M. KassisStrategic Advisers LLC
- Stephen P. KiernanAnchor Financial Group · Certified Financial Planner
- Richard KikuchiSecura Financial
- Daniel KimMorgan Stanley
- Johan KimStrategic Advisers LLC
- Paul H. KirzKirz, Paul H
- Diana S. KlicheInvestlinc Wealth Services
- David S. KoWells Fargo Clearing Services, LLC · Certified Financial Planner
- Jae Hyeong KooJ.P. Morgan Securities LLC
- Avani KothariMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Sonny S. KothariMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David N. KrakeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Maria Ang LaigoMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Nicholas A. LancasterTransamerica Financial Advisors, LLC
- Johnny LeMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Antonios K. LeeCetera Investment Advisers LLC
- Faith LeeSyndicated Capital, Inc.
- K P. LeeSyndicated Capital, Inc.
- K P. LeeSyndicated Capital, Inc.
- Nicholas LeeJ.P. Morgan Securities LLC
- Quan W. LeeCharles Schwab & Co., Inc.
- Dingjian S. LiLPL Financial LLC
- Yao LiMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Ni LiangMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Bruce D. LienThrivent Investment Management Inc.
- Benjamin J. LingUBS Financial Services Inc.
- Evan F. LingUBS Financial Services Inc.
- Felix T. LingUBS Financial Services Inc.
- Yuanyuan LiuMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Christian G. Lopez-AlavezMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jayce A. LoweLighthouse Financial Services Inc.
- Kristopher J. LuCharles Schwab & Co., Inc.
- Sinahy J. LunaStrategic Advisers LLC
- Tony LyJ.P. Morgan Securities LLC
- Osvaldo MaciasStrategic Advisers LLC · Certified Financial Planner
- Kelli D. MartinCharles Schwab & Co., Inc.
- Matthew J. MatiasStrategic Advisers LLC
- Robert G. McDanielLighthouse Financial Services Inc.
- Michael O. McKnightMML Investors Services, LLC
- Amy MeiUBS Financial Services Inc.
- Amanda M. MercierStrategic Advisers LLC
- Sharina M. MeridU.S. Bancorp Advisors, LLC
- Nick A. MilazzoLPL Financial LLC · Certified Financial Planner
- Lisa L. MillerUBS Financial Services Inc.
- Cindy S. MinMorgan Stanley
- Nicolas C. MonserratMorgan Stanley
- Adrian MontecinosWells Fargo Clearing Services, LLC
- Christina MoonMorgan Stanley
- Mark D. MooneyMorgan Stanley
- William J. MurrayEdward Jones
- Joshua B. MurtyMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Alan NakamuraMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Brenda NavarroWells Fargo Clearing Services, LLC
- Blake K. NaylorPure Financial Advisors, LLC · Certified Financial Planner
- Hsin-Yen S. NeilonUBS Financial Services Inc.
- Nathaniel P. NesbittUBS Financial Services Inc.
- Mark C. NewportOsaic Wealth, Inc. · Certified Financial Planner
- David H. NguyenCetera Investment Advisers LLC
- Donny NguyenCharles Schwab & Co., Inc.
- Douglas E. NormanLPL Financial LLC
- Sure K. OengCharles Schwab & Co., Inc.
- Juan R. OrtizCharles Schwab & Co., Inc.
- Peter O. PaikMorgan Stanley · Certified Financial Planner
- Andrew C. PappMinistry Partners Securities, LLC
- Alex E. Paredes-MalagaMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Hannah ParkStrategic Advisers LLC
- Yoon Ji ParkUBS Financial Services Inc.
- Leah M. PattisonThe Ameriflex Group · Certified Financial Planner
- Sammie Kothari PengMerrill Lynch, Pierce, Fenner & Smith Incorporated
- David S. PennRaymond James Financial Services Advisors, Inc.
- Makandal S. PierreMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Stephen M. PincinRaymond James Financial Services Advisors, Inc.
- Erica PitroneMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Francis P. PonzioStrategic Advisers LLC
- Gary PotterMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Howard H. QuTransamerica Financial Advisors, LLC
- Jacqueline QuirozMorgan Stanley
- Charles B. Rathmell IIMorgan Stanley
- Cynthia L. RichEdward Jones
- David A. Rodriguez Jr.Merrill Lynch, Pierce, Fenner & Smith Incorporated
- Charles RomanoU.S. Bancorp Advisors, LLC
- Gabriela RubioRaymond James Financial Services Advisors, Inc. · Certified Financial Planner
- Robert A. RumishekUBS Financial Services Inc.
- Michael J. SackettSackett Wealth Advisors, Inc.
- Shaun J. SackettSackett Wealth Advisors, Inc.
- Joseph J. Sanchez IVPure Financial Advisors, LLC · Certified Financial Planner
- Philip A. SanchezFifth Third Securities, Inc.
- Frank P. SchweitzerSyndicated Capital, Inc.
- Christopher R. SciarraMorgan Stanley
- Sarah SeoMorgan Stanley
- Cynthia R. SforzaLucidity Wealth Advisors Inc. · Certified Financial Planner
- Stephan J. ShatynskiWells Fargo Clearing Services, LLC
- Peter C. ShiehMorgan Stanley · Certified Financial Planner
- David K. ShinCharles Schwab & Co., Inc.
- Kevin O. SimonMorgan Stanley
- Eric S. SirichTransamerica Financial Advisors, LLC
- Maegan SloggettStrategic Advisers LLC
- Jared SnyderCharles Schwab & Co., Inc.
- Christopher B. SoukupLighthouse Financial Services Inc.
- Steven T. StakleyEquitable Advisors, LLC
- Kathleen A. StapletonChoice Financial & Insurance Services, Inc. · Certified Financial Planner
- Russell A. StarkMorgan Stanley
- Brian M. StringerMorgan Stanley
- Stacy R. StrykerWells Fargo Clearing Services, LLC
- David E. SweetDes Financial Group, LLC · Certified Financial Planner
- Randy M. TakayamaTransamerica Financial Advisors, LLC
- Jeffrey S. TiedgeRaymond James & Associates, Inc.
- Daniel M. TomlinsonMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Worawit J. TongprajiadLPL Financial LLC
- Jaron H. TsukamotoThrivent Investment Management Inc.
- Joseph W. Turner Jr.Ministry Partners Securities, LLC
- Tom ValcichMorgan Stanley
- Carrie B. ValerioRaymond James Financial Services Advisors, Inc.
- Maria L. VargasStrategic Advisers LLC
- George R. VeaterOsaic Wealth, Inc.
- Alexander P. VeltoUBS Financial Services Inc.
- Michael R. VerityLighthouse Financial Services Inc. · Chartered Financial Analyst
- Oreste A. VolkertUBS Financial Services Inc.
- Ryan WangTransamerica Financial Advisors, LLC
- Samuel P. WattsStrategic Advisers LLC
- Gina WelchWells Fargo Advisors Financial Network, LLC
- Jack C. WestKestra Private Wealth Services, LLC
- Susan G. WestMorgan Stanley · Certified Financial Planner
- Glenn A. WiessnerMorgan Stanley · Certified Financial Planner
- Erin D. WilkinsonMorgan Stanley
- Cynthia W. WongMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Jonathan A. WongLayari Financial · Certified Financial Planner
- Lauren M. WongMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Harry WooWoo, Harry
- Hsiu Hsin Wu YaoUBS Financial Services Inc.
- Eric YeanMerrill Lynch, Pierce, Fenner & Smith Incorporated
- Edwin O. Young Jr.Cetera Investment Advisers LLC
- Georgette YoungInspire Advisors, LLC · Certified Financial Planner
- Alyssa S. YuMorgan Stanley
- Joseph B. YuMerrill Lynch, Pierce, Fenner & Smith Incorporated
Other cities in California
All of California →San Diego 3,692Los Angeles 3,528San Francisco 3,395Newport Beach 1,868Irvine 1,751Pasadena 1,138Walnut Creek 1,114San Jose 962Beverly Hills 692Westlake Village 638Roseville 633Sacramento 613Palo Alto 546Torrance 513La Jolla 490Santa Barbara 454Carlsbad 446Fresno 446El Segundo 438San Rafael 434Menlo Park 432Woodland Hills 377San Mateo 373Long Beach 359
Questions
How many financial advisors are in Brea, CA?
257 investment adviser representatives are registered at firm offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records. 229 of them are also registered as broker representatives, and 0 list the CFP designation.
Which firm has the most financial advisors in Brea?
Merrill Lynch, Pierce, Fenner & Smith Incorporated, with 48 registered advisors in Brea, followed by Morgan Stanley with 38.
How do I check a financial advisor in Brea?
Each advisor below links to a profile with their firm, registrations, exams and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the firm office they're registered at; an advisor registered at offices in more than one city appears in each. Broker-only representatives (FINRA BrokerCheck) aren't included. Moving firms? See who's moving this week, compare payouts by firm or value a recruiting offer.