Saturday, October 24, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB Schwab trumpeted Anthropic's Claude for all 16,000 of its RIAs, but a 20-seat enterprise minimum suddenly sidelines 11,000-plus small firms -- right before IMPACT 2026FP Do smaller RIAs really need to own their data?RB Bank of America analyst 'double' slams Ameriprise not least because RIA 'structural' advantage triggered proactive in-house retention bonuses that take a bite out of margins and may not retain big teams long-termIN Trump to ease 50% Canada tariffs on farm equipment, packaging goodsWM The New Rules of Record Keeper SelectionWM SEC Examiners' 2027 Focus Includes Firms' Protections Against AI Phishing, DeepfakesIN People moves: RBC taps Raymond James veteran for Texas complexWM Lido CEO Signals Openness to International Expansion4K SEC Targets Private Markets, AI and Fiduciary Risks Among 2027 Exam PrioritiesIN RIA M&A runs up to 5x reported totals, Steward Partners CEO says

Financial ADVSR advisor directory · SEC adviser records

Transamerica Financial Advisors, LLC financial advisors in Brea, CA

Every SEC-registered investment adviser representative at a Transamerica Financial Advisors, LLC office in Brea, A to Z.

The short answer

9 registered advisors work at Transamerica Financial Advisors, LLC in Brea, out of 1,006 at the firm nationwide; it ranks number 8 in the city by advisors. 0 list the CFP designation and 9 are also registered broker representatives.

Transamerica Financial Advisors, LLC advisors in Brea, A to Z

Every Transamerica Financial Advisors, LLC advisor →

Transamerica Financial Advisors, LLC advisors in every city and state →Transamerica Financial Advisors, LLC: assets, clients and custodians →Advisor Moves: who changed firms this week →

Transamerica Financial Advisors, LLC advisors in other cities

Bellevue, WA 37Houston, TX 34Plano, TX 32Las Vegas, NV 30Portland, OR 29Alpharetta, GA 28Centennial, CO 27Cedar Rapids, IA 25Cincinnati, OH 25Irvine, CA 25Alviso, CA 23Pleasanton, CA 23San Jose, CA 23So. Jordan, UT 23Orange, CA 16

Other firms in Brea

All Brea advisors →

Merrill Lynch, Pierce, Fenner & Smith Incorporated 48Morgan Stanley 38Strategic Advisers LLC 23UBS Financial Services Inc. 18Charles Schwab & Co., Inc. 13LPL Financial LLC 13Wells Fargo Clearing Services, LLC 10Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 6J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5Investlinc Wealth Services 4

Questions

How many financial advisors does Transamerica Financial Advisors, LLC have in Brea?

9 investment adviser representatives are registered at Transamerica Financial Advisors, LLC offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 1,006 nationwide. 0 list the CFP designation and 9 are also registered as broker representatives.

Is Transamerica Financial Advisors, LLC one of the largest advisor employers in Brea?

Transamerica Financial Advisors, LLC ranks number 8 in Brea by registered advisors; Merrill Lynch, Pierce, Fenner & Smith Incorporated has the most, with 48.

How do I check a Transamerica Financial Advisors, LLC advisor in Brea?

Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.

Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Transamerica Financial Advisors, LLC office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.