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Merrill Lynch, Pierce, Fenner & Smith Incorporated financial advisors in Brea, CA
Every SEC-registered investment adviser representative at a Merrill Lynch, Pierce, Fenner & Smith Incorporated office in Brea, A to Z.
The short answer
46 registered advisors work at Merrill Lynch, Pierce, Fenner & Smith Incorporated in Brea, out of 22,881 at the firm nationwide; it ranks number 1 in the city by advisors. 0 list the CFP designation and 46 are also registered broker representatives.
Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in Brea, A to Z
Every Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor →- Santiago Arreola MarcialAlso a broker rep
- Colin T. BabbAlso a broker rep
- Qianlin ChenAlso a broker rep
- Sharon ChenAlso a broker rep
- Debbie Chien-CabudolAlso a broker rep
- Christian F. CruzAlso a broker rep
- Mindy L. CutlerAlso a broker rep
- John R. DauphinAlso a broker rep
- Kyle F. ErgasAlso a broker rep
- Hannah EthersonAlso a broker rep
- Vicente FunesAlso a broker rep
- Brent R. GageAlso a broker rep
- Sandy A. GageAlso a broker rep
- Joseph GarzaAlso a broker rep
- Erin N. GoodrichAlso a broker rep
- Anthony J. HarnettAlso a broker rep
- Bryson M. HarnettAlso a broker rep
- Wendy Ho HungAlso a broker rep
- Patrick J. HolmquistAlso a broker rep
- Cyndie HuangAlso a broker rep
- Michael J. HulleyAlso a broker rep
- Chuck M. IvesAlso a broker rep
- Mohammad JabbariAlso a broker rep
- Barrett P. JacksonAlso a broker rep
- Avani KothariAlso a broker rep
- Sonny S. KothariAlso a broker rep
- David N. KrakeAlso a broker rep
- Maria Ang LaigoAlso a broker rep
- Johnny LeAlso a broker rep
- Yao LiAlso a broker rep
- Ni LiangAlso a broker rep
- Yuanyuan LiuAlso a broker rep
- Christian G. Lopez-AlavezAlso a broker rep
- Joshua B. MurtyAlso a broker rep
- Alan NakamuraAlso a broker rep
- Alex E. Paredes-MalagaAlso a broker rep
- Sammie Kothari PengAlso a broker rep
- Makandal S. PierreAlso a broker rep
- Erica PitroneAlso a broker rep
- Gary PotterAlso a broker rep
- David A. Rodriguez Jr.Also a broker rep
- Daniel M. TomlinsonAlso a broker rep
- Cynthia W. WongAlso a broker rep
- Lauren M. WongAlso a broker rep
- Eric YeanAlso a broker rep
- Joseph B. YuAlso a broker rep
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Merrill Lynch, Pierce, Fenner & Smith Incorporated advisors in other cities
New York, NY 2,514Jacksonville, FL 679Pennington, NJ 556Chicago, IL 475Charlotte, NC 428Houston, TX 379Los Angeles, CA 341Boston, MA 338Chandler, AZ 300Miami, FL 276Atlanta, GA 259Dallas, TX 239San Francisco, CA 218Riverside, RI 198Newport Beach, CA 191
Other firms in Brea
All Brea advisors →Morgan Stanley 38Strategic Advisers LLC 23UBS Financial Services Inc. 18Charles Schwab & Co., Inc. 13LPL Financial LLC 13Wells Fargo Clearing Services, LLC 10Transamerica Financial Advisors, LLC 9Cetera Investment Advisers LLC 6Raymond James Financial Services Advisors, Inc. 6J.P. Morgan Securities LLC 5Osaic Wealth, Inc. 5Investlinc Wealth Services 4
Questions
How many financial advisors does Merrill Lynch, Pierce, Fenner & Smith Incorporated have in Brea?
46 investment adviser representatives are registered at Merrill Lynch, Pierce, Fenner & Smith Incorporated offices in Brea, California, according to the SEC's Investment Adviser Public Disclosure records, out of 22,881 nationwide. 0 list the CFP designation and 46 are also registered as broker representatives.
Is Merrill Lynch, Pierce, Fenner & Smith Incorporated one of the largest advisor employers in Brea?
Merrill Lynch, Pierce, Fenner & Smith Incorporated ranks number 1 in Brea by registered advisors, ahead of Morgan Stanley (38).
How do I check a Merrill Lynch, Pierce, Fenner & Smith Incorporated advisor in Brea?
Each advisor below links to a profile with their registrations, exams, designations and how long they've been registered, plus links to the SEC's adviser search and FINRA BrokerCheck, where any disclosures are listed in full.
Source: the SEC's Investment Adviser Public Disclosure daily file. Advisors are listed at the city of the Merrill Lynch, Pierce, Fenner & Smith Incorporated office they're registered at; broker-only representatives (FINRA BrokerCheck) aren't included. Weighing a move? Compare payouts by firm or value a recruiting offer.